Financial Institutions Banking

Published	Title	Organization
Apr 19 2016	Interesting Angles on DOL’s Fiduciary Rule #1	Faegre Drinker
Apr 19 2016	SEC Approves FINRA Rule Requiring Registration of Algorithmic Trading Developers	ArentFox Schiff LLP
Apr 18 2016	Nonbank Fintech: Regulatory Uncertainty as Innovation Flourishes	Greenberg Traurig, LLP
Apr 18 2016	Lawmakers Tackle Puerto Rico, CFTC; FSOC to Meet on Asset Managers	Squire Patton Boggs (US) LLP
Apr 18 2016	Bank’s Public Disclosure of Customer Data Didn’t Violate Right to Financial Privacy Act	Squire Patton Boggs (US) LLP
Apr 18 2016	D.C. Circuit Panel Questions Constitutionality of the CFPB	Greenberg Traurig, LLP
Apr 18 2016	Not Every Broker-Dealer is an EB-5 Broker-Dealer	Greenberg Traurig, LLP
Apr 18 2016	PHH v. CFPB: "What is a Kickback?"	Foley & Lardner LLP
Apr 18 2016	FINRA CEO Ketchum Clarifies How FINRA Will Assess a Firm’s Culture of Compliance	Proskauer Rose LLP
Apr 18 2016	Business Conduct; CCOs; HFTs; Suspense Accounts; Customer Reserve Accounts; More Money: Bridging the Week: April 11 - 18 [VIDEO]	Katten
Apr 16 2016	ECON Votes in Favor of Legislative Proposals To Delay MiFID II	Katten
Apr 15 2016	CFTC Issues No-Action Letters and Guidance Regarding the Ownership and Control Final Rule	Katten
Apr 15 2016	NFA Issues Notice to Member Regarding Approval Process for New Margin Models Used by Covered Swap Entities	Katten
Apr 15 2016	ESMA Publishes Opinions on DK Pension Schemes To Be Exempt From EMIR Central Clearing Obligations	Katten
Apr 15 2016	European Commission Adopts Delegated Act in Relation to MiFID II	Katten
Apr 15 2016	Overview of Department of Labor’s Final Fiduciary Rule	Jackson Lewis P.C.
Apr 14 2016	The SEC Approves a FINRA Rule Amendment Requiring Registration of Associated Persons Who Design or Develop Algorithmic Trading Strategies	Katten
Apr 14 2016	Employee Benefits Briefing - Department of Labor's Final Investment Advice Fiduciary Rule	Vedder Price
Apr 14 2016	Investors Fight Back – Court Battle Could Determine Scope of HSR Act Exemption	Proskauer Rose LLP
Apr 14 2016	Massachusetts Federal Court: Current Structuring May Not Shield Private Equity Firms from ERISA Liabilities	Cadwalader, Wickersham & Taft LLP
Apr 14 2016	When Passive Investors Take Stand – HSR Act Enforcement Put to Test	Proskauer Rose LLP
Apr 14 2016	An Overview of the DOL Fiduciary Rule	Faegre Drinker
Apr 14 2016	OCC Releases White Paper Discussing Plans For Understanding and Evaluating Financial Technology Innovations	Bracewell LLP
Apr 13 2016	DC Circuit Questions Constitutionality of CFPB Structure	Morgan, Lewis & Bockius LLP
Apr 13 2016	CFTC and SEC Approve Proposed Guidance on Regulatory Treatment of Certain Electric Power and Natural Gas Contracts	ArentFox Schiff LLP
Apr 13 2016	Private Equity Fund Sponsors' Risk for ERISA Unfunded Pension Liability Grows	Katten
Apr 13 2016	Recent Arizona Case Law and Other Developments Affecting Real Estate Lending	Ryley Carlock & Applewhite, A Professional Corporation
Apr 12 2016	Fiduciary Standard Rule for Retirement Accounts Approved	Greenberg Traurig, LLP
Apr 12 2016	Community Bank Corporate Governance - Dollars and (Common) Sense	Dinsmore & Shohl LLP
Apr 12 2016	Private Equity Funds, Controlled Groups, and Multi-Employer Plan Withdrawal Liability: Lessons of Sun Capital Partners vs. New England Teamsters and Trucking Industry Pension Fund	Mintz
Apr 12 2016	CFTC Issues Record-High Whistleblower Bounty Award	Proskauer Rose LLP
Apr 12 2016	Asset Managers and Cybersecurity Risk Management	Greenberg Traurig, LLP
Apr 11 2016	SEC Chair Wants Unicorns to Behave (More Like Public Companies)	McDermott Will & Schulte LLP
Apr 11 2016	Washington Hosts Annual World Bank/IMF Spring Meeting, While Obama Administration Examines Global Steel Crisis	Squire Patton Boggs (US) LLP
Apr 11 2016	Bridging the Week: April 4 - 8, and 11, 2016 (OCR; Spoofing; Me-Too Enforcement Actions; ATS Gone Wild; Leverage Ratio)	Katten

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