Financial Institutions Banking

Published between:
Published Title Organization
May
10
2016
 Portfolio Company Litigation: Some Practical Considerations for Board-Designees of Private Funds Proskauer Rose LLP
May
10
2016
 Construction Financing and Mechanics’ Liens in Connecticut Murtha Cullina
May
9
2016
 FERC Notice of Alleged Violation Foreshadowed by Market Monitor Report in Southwest Power Pool Bracewell LLP
May
9
2016
 Financial Crimes Enforcement Network to Financial Institutions: You Must Seek Beneficial Ownership Information Morgan, Lewis & Bockius LLP
May
9
2016
 SEC Finally Approves FINRA's Watered-Down Recruitment Broker Bonus Disclosure Rule Polsinelli PC
May
9
2016
 Senate Banking Focuses on China, Iran; CFPB Takes on Mandatory Arbitration Clauses as Administration Focuses on Financial Transparency Squire Patton Boggs (US) LLP
May
9
2016
 Bridging the Week: May 2 – 6 and 9, 2016 (AML CIP; Ether; LOPR; Variable Annuities) Katten
May
9
2016
 Just Released: New Version of Global Standard for Payment Card Data Security Morgan, Lewis & Bockius LLP
May
8
2016
 A Call for Views – Responses to the Government’s Action Plan on Money Laundering and Terrorist Funding Due by 2 June 2016 Squire Patton Boggs (US) LLP
May
7
2016
 Eighth Circuit Reverses District Court for Ignoring Price-Impact Evidence That Rebutted the Fraud-on-the-Market Presumption and Defeated Class Certification Sheppard, Mullin, Richter & Hampton LLP
May
6
2016
 Treasury Rejects Central States’ Suspension Application Morgan, Lewis & Bockius LLP
May
6
2016
 Consumer Financial Protection Bureau To Outlaw Mandatory Pre-Dispute Arbitration Provisions Katten
May
6
2016
 Federal Financial Institutions Examination Council (FFIEC) Proposes New Consumer Compliance Rating System Katten
May
6
2016
 Federal Reserve Board Proposes Restrictions on Qualified Financial Contracts Used by Systemically Important Banking Organizations Katten
May
6
2016
 Commodity Futures Trading Commission Amends Its Swap Portfolio Reconciliation Requirements Katten
May
6
2016
 FCA Assesses Whether Fund Managers are Meeting Investor Expectations Proskauer Rose LLP
May
6
2016
 ISDA Launches Protocol Regarding Cross-Border Enforceability of Stays on Contractual Termination Rights Katten
May
5
2016
 Compliance Departments Must Continue to Evolve as Regulators Refine Their Approach to Spoofing Cadwalader, Wickersham & Taft LLP
May
5
2016
 The Rising Regulation of Gift Cards: A Texas Perspective Hunton Andrews Kurth
May
5
2016
 Second Circuit: Intent to Harm Is Not Required for Criminal Conviction Under Investment Advisers Act Proskauer Rose LLP
May
4
2016
 Equity Crowdfunding Rules: What You Need to Know Foley & Lardner LLP
May
4
2016
 Another Warning to Mind the Non-GAAP Faegre Drinker
May
3
2016
 Negligence Based Charges - The Insider Trading Cartoon Series, Vol. VIII [VIDEO] Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
May
3
2016
 FERC Proceeds With Enforcement Action Against Total Gas & Power North America Bracewell LLP
May
3
2016
 Hidden Preamble Observations: Interesting Angles on the DOL’s Fiduciary Rule #3 Faegre Drinker
May
3
2016
 Final DOL Fiduciary Rule – Q&As for Employers and Plan Sponsors on Investment Education Proskauer Rose LLP
May
3
2016
 “High Noon” for Central States Pension Fund? Jackson Lewis P.C.
May
2
2016
 Brexit – A View from Brussels Squire Patton Boggs (US) LLP
May
2
2016
 CFPB Expected to Propose Supervision of Marketplace Lenders Greenberg Traurig, LLP
May
2
2016
 Bridging the Week: Report Cards; EFRPs; Market Disruption; HFT; Algorithmic Trading; Cybersecurity [VIDEO] Katten
May
2
2016
 Class X Interest Rate Claim Fails in English High Court Squire Patton Boggs (US) LLP
May
2
2016
 European Commission Adopts Second MiFID II Delegated Act Katten
May
1
2016
 English High Court Rejects Four More Class X Claims Squire Patton Boggs (US) LLP
May
1
2016
 Brexit: An Overview of the General Legal and Policy Principles Which Would Apply Squire Patton Boggs (US) LLP
May
1
2016
 UK Financial Conduct Authority Trade Association Roundtable on MiFID II Implementation Katten
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