Financial Institutions Banking

Published between:
Published Title Organization
May
16
2016
 Bridging the Week by Gary DeWaal: May 9 - 13 and May 16, 2016 (Personal Liability; Rogue Trader; Hubris Risk; Spoofing) Katten
May
16
2016
 CFPB Issues Proposed Rule to Restrict the Use of Mandatory Arbitration Clauses and Class Action Waivers Katten
May
16
2016
 U.S. Department of Justice announces $64 Million Settlement with M&T Bank for Mortgage Underwriting Violations Tycko & Zavareei LLP
May
16
2016
 Regulation Crowdfunding Takes Effect McDermott Will & Emery
May
13
2016
 FinCEN Issues Final Rules for Customer Due Diligence Requirements Cadwalader, Wickersham & Taft LLP
May
13
2016
 Commodity Futures Trading Commission Proposes to Amend RTO-ISO Order Katten
May
13
2016
 FINRA Publishes Guidance With Respect to Reporting Large Options Positions Katten
May
13
2016
 SEC Deputy Chief Accountant Discusses Use of Non-GAAP Measures Katten
May
13
2016
 CFPB Proposed Rule on Consumer Finance Arbitration Greenberg Traurig, LLP
May
13
2016
 Google To Ban Payday Loan Advertisements Sheppard, Mullin, Richter & Hampton LLP
May
13
2016
 More DOL Final Fiduciary Rule Fallout: Some Potential IRS Pitfalls for IRA Custodians and Trustees (Part 1 of 2) Morgan, Lewis & Bockius LLP
May
13
2016
 FCA Conduct Forum on MiFID II Implementation Katten
May
13
2016
 Sub-Advisers Get Relief from Custody Rule’s Surprise Exam Requirement Morgan, Lewis & Bockius LLP
May
13
2016
 A New and Improved Act Concerning Banking and Consumer Protection in Connecticut Murtha Cullina
May
12
2016
 New Fiduciary Rule: From Perspective of Plan Sponsor Jackson Lewis P.C.
May
12
2016
 Consumer Financial Protection Bureau Unveils Proposed Rule Limiting Class Action Waivers Michael Best & Friedrich LLP
May
12
2016
 Department of Labor’s 2016 Final Fiduciary and Conflict of Interest Regulations: New Fiduciary Standard Mintz
May
12
2016
 PCAOB Reproposes Revisions to Auditor’s Report to Require Disclosure about Critical Audit Matters and Auditor Tenure Morgan, Lewis & Bockius LLP
May
12
2016
 Treasury Department Releases Report Calling for Increased Regulation of Online Marketplace Lenders Greenberg Traurig, LLP
May
12
2016
 SEC Adopts Final Exchange Act Registration Rules; Separately Issues Proposed Rule on Incentive-Based Compensation Bracewell LLP
May
12
2016
 Risks of Withdrawing Case: Reciprocity of Attorneys’ Fees in Connecticut Consumer Contract Default Actions Murtha Cullina
May
12
2016
 CFTC Proposes Amendment to RTO-ISO Order Cadwalader, Wickersham & Taft LLP
May
11
2016
 Anti-money Laundering Regulators Bringing Transparency into Clear Focus Dinsmore & Shohl LLP
May
11
2016
 TV Stock Tips and Fiduciary Advice: Interesting Angles on DOL’s Fiduciary #4 Faegre Drinker
May
11
2016
 North American Electricity Reliability Corporation (NERC) Continues to Overhaul Registration Rules Morgan, Lewis & Bockius LLP
May
11
2016
 U.S. Futures Exchanges Disciplinary Actions Report - April 2016 Bracewell LLP
May
11
2016
 Stop Faxing: SEC Regulation S-P Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
May
11
2016
 US Treasury Advises Why Benefit Suspension Application Fails Under MPRA Multiemployer Pension Reform Act of 2014 Morgan, Lewis & Bockius LLP
May
10
2016
 Crowdfunding Begins on May 16, 2016 Morgan, Lewis & Bockius LLP
May
10
2016
 Consumer Financial Protection Bureau Targets Mandatory Arbitration Clauses to Protect Consumer Class Actions Cadwalader, Wickersham & Taft LLP
May
10
2016
 FINRA Proposes Arbitration Rule Change to Permit Offset of Awards Proskauer Rose LLP
May
10
2016
 FinTech Companies Should Be Wary of Potential Sales Tax Greenberg Traurig, LLP
May
10
2016
 Portfolio Company Litigation: Some Practical Considerations for Board-Designees of Private Funds Proskauer Rose LLP
May
10
2016
 Construction Financing and Mechanics’ Liens in Connecticut Murtha Cullina
May
9
2016
 FERC Notice of Alleged Violation Foreshadowed by Market Monitor Report in Southwest Power Pool Bracewell LLP
Subscribe to Financial Institutions Banking
 
NLR Logo
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters.

 

Sign Up for any (or all) of our 25+ Newsletters