Financial Institutions Banking

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Published Title Organization
May
26
2016
 FASB Anticipates June Release for Credit Loss Standard; Community Banks Weigh In Bracewell LLP
May
26
2016
 FINRA Announces Rule 2273, Requiring Broker’s New Firm to Send “Educational Communication” to Broker’s Customers Before Transfer of Customer’s Assets to New Firm Greenberg Traurig, LLP
May
26
2016
 Midland Funding v. Madden Update: Bank Sale of Loans Morgan, Lewis & Bockius LLP
May
25
2016
 The Department of Labor’s 2016 Final Fiduciary and Conflict of Interest Rule: The Best Interest Contract Exemption Mintz
May
25
2016
 CFTC Proposes to Allow Private Lawsuits for Transactions in RTOs and ISOs Morgan, Lewis & Bockius LLP
May
25
2016
 Tender Offers - The Insider Trading Cartoon Series, Vol. IX [VIDEO] Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
May
25
2016
 Newly Launched Office of Financial Sanctions Implementation (OFSI) Publishes New Guidelines on Financial Sanctions in the UK Squire Patton Boggs (US) LLP
May
24
2016
 New Opportunities for Credit Union Ownership of Real Estate in Massachusetts Sherin and Lodgen LLP
May
24
2016
 Fiduciary Regulation And The Exemptions: Interesting Angles on the DOL’s Fiduciary Rule #6 Faegre Drinker
May
24
2016
 Swimming with “Fintechs”– Insight into Future of Financial Technology Companies Murtha Cullina
May
23
2016
 International Issues Take Center Stage; CFPB Soon Expected to Release Rulemaking on Short-Term, Small Dollar Loans as SEC Sets Timeline for Fiduciary Rule Squire Patton Boggs (US) LLP
May
23
2016
 Bridging the Week: May 16 - 20 and May 23, 2016 (AML; Compliance Officers; Whistleblowers; Golfer) Katten
May
23
2016
 Tax-Writers Press on with Tax Reform Proposals; Treasury to Have “Intense” Comment Period on Section 385 Regulations Squire Patton Boggs (US) LLP
May
22
2016
 SEC Enforcement’s Increased Focus on Private Equity Proskauer Rose LLP
May
21
2016
 Fintech and Striking a Balance Between Innovation and Consumer Protection Bilzin Sumberg
May
21
2016
 European Commission Adopts MiFIR Delegated Act Katten
May
20
2016
 Banking Agencies Issue Deposit-Reconciliation Best Practices Polsinelli PC
May
20
2016
 Public Company Accounting Oversight Board Re-Proposes Auditor Reporting Standard to Enhance Auditor Reports Katten
May
20
2016
 United Kingdom: PRA Publishes Meeting Minutes With Notes on the Application of Best Execution to FX Derivatives and FX Spot Transactions Katten
May
20
2016
 CFTC Issues Residual Interest Deadline Report Katten
May
20
2016
 Cybersecurity Directive Adopted by the EU Council Katten
May
19
2016
 CFTC Proposal Creates Jurisdictional Controversy and Uncertainty in RTO and ISO Markets Bracewell LLP
May
18
2016
 Fallout from DOL Fiduciary Rule: Some Potential IRS Pitfalls for IRA Custodians and Trustees (Part 2 of 2) Morgan, Lewis & Bockius LLP
May
18
2016
 New SEC Guidance on Non-GAAP Financial Measures Will Require Changes to Many Non-GAAP Presentations Morgan, Lewis & Bockius LLP
May
18
2016
 SEC Issues Two Multi-Million Dollar Whistleblower Awards Proskauer Rose LLP
May
18
2016
 Balance of Power Check for Role of UK Financial Conduct Authority Chief Executive Squire Patton Boggs (US) LLP
May
17
2016
 Level Fee Fiduciary Exemption: Interesting Angles on DOL’s Fiduciary Rule #5 Faegre Drinker
May
17
2016
 CFTC Proposes Reversing Course, Granting Private Right of Action in Energy Market Manipulation McDermott Will & Emery
May
16
2016
 Unconscionable Inducement of Consumer Credit in West Virginia Requires Intentional Bad Acts Steptoe & Johnson PLLC
May
16
2016
 Fair Credit Reporting Act (FCRA) Lawsuit Sent Back To Ninth Circuit For Further Analysis on Standing to Sue Holland & Hart LLP
May
16
2016
 Bridging the Week by Gary DeWaal: May 9 - 13 and May 16, 2016 (Personal Liability; Rogue Trader; Hubris Risk; Spoofing) Katten
May
16
2016
 CFPB Issues Proposed Rule to Restrict the Use of Mandatory Arbitration Clauses and Class Action Waivers Katten
May
16
2016
 U.S. Department of Justice announces $64 Million Settlement with M&T Bank for Mortgage Underwriting Violations Tycko & Zavareei LLP
May
16
2016
 Regulation Crowdfunding Takes Effect McDermott Will & Emery
May
13
2016
 FinCEN Issues Final Rules for Customer Due Diligence Requirements Cadwalader, Wickersham & Taft LLP
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