Financial Institutions Banking

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Published Title Organization
Jun
8
2016
 CFPB Proposes Rules Banning Use of Class Action Waivers in Consumer Arbitration Agreements ArentFox Schiff LLP
Jun
8
2016
 First Circuit Quietly Joins the “Personal Benefit” Fray Faegre Drinker
Jun
7
2016
 Designated Investment Alternatives: Interesting Angles on the DOL’s Fiduciary Rule #8 Faegre Drinker
Jun
6
2016
 CFTC Proposes To Allow Designated Contract Markets and Swap Execution Facilities To Recognize Certain Hedging and Spread Positions From Speculative Position Limits Katten
Jun
6
2016
 Saudi Arabia’s Vision 2030 — Ambitions to Modernize and Diversify the Economy Covington & Burling LLP
Jun
6
2016
 Hensarling to Release Dodd-Frank Replacement as House to Vote on Puerto Rico Bill; CFPB, Federal Reserve Propose Long-Awaited Rulemakings Squire Patton Boggs (US) LLP
Jun
6
2016
 Bridging Weeks: AML; DLT; Attempted Manipulation; Manipulative Device; Registration; EFRPs; Block Trades; Hedge Exemptions Katten
Jun
6
2016
 Second Circuit Affirms Dismissal of Constitutional Challenge to SEC Administrative Proceedings Faegre Drinker
Jun
5
2016
 United Kingdom Financial Conduct Authority (FCA) Occasional Paper on “Market-Based Finance” (a.k.a., Shadow Banking) Katten
Jun
4
2016
 ESMA Publishes Q&A on the Implementation of MAR Katten
Jun
3
2016
 New Regulations on the Investment in the Interbank Bond Market by Foreign Institutional Investors Sheppard, Mullin, Richter & Hampton LLP
Jun
3
2016
 CFTC Grants Registration to Two Foreign Boards of Trade Katten
Jun
3
2016
 National Futures Association Proposes Late Filing Fee for NFA Form PQR and Form PR Katten
Jun
3
2016
 CFTC Grants Registration to Three Swap Execution Facilities Katten
Jun
3
2016
 CFTC Proposes Supplemental Amendments to Position Limits Proposal Katten
Jun
3
2016
 African Development Bank Group Annual Meetings Energize Africa Covington & Burling LLP
Jun
3
2016
 CFTC Requests Comment on Proposal To Exempt Federal Reserve Banks From Sections 4d and 22 of the CEA Katten
Jun
3
2016
 FINRA Issues Guidance With Respect to Stop Orders and Volatile Market Conditions Katten
Jun
3
2016
 Consumer Financial Protection Bureau Releases Proposed Payday Rules Katten
Jun
2
2016
 Mayday for Payday? High Cost Installment Loans Morgan, Lewis & Bockius LLP
Jun
1
2016
 Between Bridges (June 1, 2016): CFTC to Hold Public Roundtable Regarding Regulation AT; Five Topics To Be Discussed Including Who Should be Covered Katten
Jun
1
2016
 Application of the Joint Proposed Incentive Compensation Rule to Investment Advisers Proskauer Rose LLP
May
31
2016
 CFTC Unanimously Approves Supplemental Proposal on Position Limits Cadwalader, Wickersham & Taft LLP
May
31
2016
 Canadian Competition Bureau to Study Technology Led Innovation in Financial Services Industry Dickinson Wright PLLC
May
29
2016
 European Commission Adopts MiFID II Delegated Regulations Katten
May
28
2016
 UK Court of Appeal Decision: Certain Administrative Activities Conducted in the UK Katten
May
27
2016
 Between Bridges (May 27, 2016): CFTC Proposes to Authorize Exchanges to Grant Physical Commodity Users Non-Enumerated Hedging Exemptions and Other Relief Related to Speculative Position Limits Katten
May
27
2016
 Agencies Issue Guidance on Deposit-Reconciliation Practices Katten
May
27
2016
 Senators Warren and Cotton Misled by Misleading Report on Broker Check Stark & Stark
May
27
2016
 SEC Approves Rule Requiring Delivery of an Educational Communication to Customers of a Transferring Representative Katten
May
27
2016
 FDIC Extends Comment Period on Deposit Account Recordkeeping Proposal Katten
May
27
2016
 CFTC Adopts Final Rule for Cross-Border Application of Swap Margin Requirements Katten
May
26
2016
 FASB Anticipates June Release for Credit Loss Standard; Community Banks Weigh In Bracewell LLP
May
26
2016
 FINRA Announces Rule 2273, Requiring Broker’s New Firm to Send “Educational Communication” to Broker’s Customers Before Transfer of Customer’s Assets to New Firm Greenberg Traurig, LLP
May
26
2016
 Midland Funding v. Madden Update: Bank Sale of Loans Morgan, Lewis & Bockius LLP
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