Financial Institutions Banking

Published between:
Published Title Organization
Jun
16
2016
 IRS Publishes International Practice Unit on Penalties for Failure to Report Transfer of Property to Foreign Corporation McDermott Will & Emery
Jun
16
2016
 FinCEN Adopts Customer Due Diligence Requirements for Covered Financial Institutions, Including Mutual Funds Vedder Price
Jun
16
2016
 Inducement Rules: UK Financial Conduct Authority Reminds Firms of Its Expectations Morgan, Lewis & Bockius LLP
Jun
16
2016
 SEC’s Rulemaking List Targets 2017 for Proposed Uniform Fiduciary Standard and Other Notable Proposals Vedder Price
Jun
16
2016
 Bankers’ References – UK Court of Appeal Clarifies When Duty of Care Exists Squire Patton Boggs (US) LLP
Jun
16
2016
 U.S. Extends Authorization for Transactions with Sanctioned Belarusian Entities Greenberg Traurig, LLP
Jun
15
2016
 Notice to Mortgage Lenders – Your Mortgage Interest Statements Must be Revised Starting in Tax Year 2016 Sheppard, Mullin, Richter & Hampton LLP
Jun
15
2016
 Capital Markets Union: Step Closer in EU Squire Patton Boggs (US) LLP
Jun
14
2016
 Best Interest Standard and the Prudent Man Rule: Interesting Angles on the DOL’s Fiduciary Rule #9 Faegre Drinker
Jun
13
2016
 Did Ethiopian Electric Power Violate California’s Corporate Securities Law? Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
13
2016
 Don’t Even Think About Violating That Penny Stock Bar Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
Jun
13
2016
 Puerto Rico: Three Strikes and Recovery Act is Out Mintz
Jun
13
2016
 Bridging the Week: AT Roundtable; AT System Malfunction; AT System Developer Registration; Cybersecurity - June 6 to 10 and 13, 2016 Katten
Jun
13
2016
 Lawsuits Filed Challenging USDOL’s Final Fiduciary Rules Proskauer Rose LLP
Jun
13
2016
 Department of Labor’s 2016 Final Fiduciary and Conflict of Interest Regulations: Principal Transactions Exemption Mintz
Jun
13
2016
 Acting Associate Attorney General Remarks on Yates Memorandum and False Claims Act McDermott Will & Emery
Jun
11
2016
 CFTC Public Meeting on June 27 Katten
Jun
11
2016
 New Consumer Financial Protection Bureau (CFPB) Rules Threaten More Consumer Class Actions Against Financial Institutions Bracewell LLP
Jun
11
2016
 European Commission Publishes Consultation Document on the Cross-Border Distribution of Funds Katten
Jun
10
2016
 FINRA Announces Modifications to IARD Accounting System Katten
Jun
10
2016
 CFTC Proposes Additional Interest Rate Swaps for Clearing Requirement Katten
Jun
10
2016
 FINRA Releases Notice Regarding the SEC’s Approval of Algorithmic Trading Developer Registration Requirements Katten
Jun
10
2016
 SEC Adopts Trade Acknowledgement and Verification Rules for Security-Based Swaps Katten
Jun
10
2016
 EU Watchdog Advocates for New Fin Tech Regulations Polsinelli PC
Jun
10
2016
 FCC Proposes Rules to Limit the Use of Robocalls to Collect Debts Owed to or Guaranteed by the United States Greenberg Traurig, LLP
Jun
10
2016
 Digital Single Market Energy, Climate Change Internal Market, Financial Services- EU Policy Update, June 9 Covington & Burling LLP
Jun
9
2016
 SEC Announces Settlement with Adviser Found to Have Acted as an Unregistered Broker Proskauer Rose LLP
Jun
9
2016
 House GOP Presents Dodd-Frank Substitute Polsinelli PC
Jun
9
2016
 Buying Russian Bonds: Risky Business or Safe Bet? Sheppard, Mullin, Richter & Hampton LLP
Jun
9
2016
 Are You Within Reach of Anti-Money Laundering Enforcement? Tentacles of Money Laundering Schemes Affect Real Estate Investors Worldwide Sheppard, Mullin, Richter & Hampton LLP
Jun
9
2016
 Two Companies Avoid FCPA Charges through NPAs that Underscore the Value of Self-Reporting and Cooperation with the SEC Faegre Drinker
Jun
9
2016
 Bank Preemption: Solicitor General Does Not Support Supreme Court Review Polsinelli PC
Jun
8
2016
 CFPB Proposed Rules Address Payday Loans and Impose New Customer Diligence Requirements Cadwalader, Wickersham & Taft LLP
Jun
8
2016
 SEC Announces Settlement with Adviser Found to Have Acted as Unregistered Broker and Engaged in Conflicted Transactions Proskauer Rose LLP
Jun
8
2016
 Moved to Massachusetts! Deposing a Relocated Borrower Murtha Cullina
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