Financial Institutions Banking

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Jun
25
2016
 European Securities and Markets Authority (ESMA) Issues Opinion on Market Abuse Regulation Implementing Technical Standards on Disclosure of Inside Information Katten
Jun
24
2016
 SEC Announces Self-Reporting Initiative for Broker-Dealers Who Have Failed To Comply With Its Customer Protection Rule Katten
Jun
24
2016
 CFTC Allows CME To Hold Customer Funds at the Bank of Canada Katten
Jun
24
2016
 NFA Imposes Late Fee for Form PQR and PR Filings Katten
Jun
24
2016
 Congress Just Says No—to Banking Services for Marijuana Businesses Morgan, Lewis & Bockius LLP
Jun
24
2016
 Brexit: Implications for the Financial Services Industry Katten
Jun
24
2016
 UK Financial Conduct Authority: Shift Towards a Payment Protection Insurance Cut Off Deadline Reported Squire Patton Boggs (US) LLP
Jun
23
2016
 SEC Approves IEX as a National Securities Exchange and Issues Interpretation To Allow IEX "Speed Bump" Katten
Jun
23
2016
 Current Expected Credit Losses Methodology Explained Bracewell LLP
Jun
23
2016
 What is Financial Institution Bond: It’s Insurance Murtha Cullina
Jun
23
2016
 Supreme Court Decision Fails to Provide Clarity on Equal Credit Opportunity Act Claims Polsinelli PC
Jun
22
2016
 Does Your Company Have Coverage for PCI Fines & Penalties in its Cyber Policy? Neal, Gerber & Eisenberg LLP
Jun
22
2016
 Ponemon Institute Study Provides Global, Historical Comparison of Cost of Data Breaches Morgan, Lewis & Bockius LLP
Jun
22
2016
 European Union Referendum: BREXIT – A View From Asia Pacific Squire Patton Boggs (US) LLP
Jun
22
2016
 Templars Estates v. National Westminister Bank: UK Court Stays Claim to Facilitate Use of Financial Ombudsman Service Squire Patton Boggs (US) LLP
Jun
22
2016
 Currency Exchanges: Nigeria Floats the Naira Covington & Burling LLP
Jun
21
2016
 New European Legislation Creating Headaches (and Opportunities) for Borrowers Foley & Lardner LLP
Jun
21
2016
 Third-Party Service Provider to Private Equity Funds Pays More Than $350,000 for Gatekeeping Failures Faegre Drinker
Jun
20
2016
 CFTC Seeks Comments Regarding ICE Futures U.S. Rules Governing Trading on Non-Public Information After ICE and NYMEX Interpretations Differ on “Pre-Hedging” Block Trades Bracewell LLP
Jun
20
2016
 Bridging the Week: Who’s a Customer?; Front-Running; Spoofing; Block Trades; Red Flags Katten
Jun
20
2016
 Flurry of Financial Services Activity as Legislative Days Fly By; SEC, CFTC Move Ahead with Regulatory Priorities Squire Patton Boggs (US) LLP
Jun
20
2016
 UK Judge Dismisses Application on Mis-Selling and LIBOR Manipulation Claim Squire Patton Boggs (US) LLP
Jun
18
2016
 European Commission Adopts MiFID II and MiFIR Delegated Regulations Katten
Jun
17
2016
 Proposed Consumer Compliance Rating System Is a Window into Regulatory Priorities Morgan, Lewis & Bockius LLP
Jun
17
2016
 NY High Court Rejects Expansion of Common-Interest Doctrine Epstein Becker & Green, P.C.
Jun
17
2016
 FINRA Files Proposed Amendment to Margin Requirements for Credit Default Swaps Rule Katten
Jun
17
2016
 CFTC Seeks Comment With Respect to ICE Futures US Rule Amendment Certification Katten
Jun
17
2016
 SEC Approves Revised FINRA Margin Requirements Rule Katten
Jun
17
2016
 CFTC Extends No-Action Relief for DCMs and SEFs Pertaining to Clerical and Operation Errors in Swaps Trades Katten
Jun
17
2016
 CFTC Approves Rules Amending Cleared Swaps Data Reporting and Recordkeeping Requirements Katten
Jun
17
2016
 Financial Accounting Standards Board Issues New Loan Loss Rule Katten
Jun
16
2016
 Florida District Court Allows the Commodity Futures Exchange Commission to Bring a Lawsuit Involving Non-U.S. Investors and Non-U.S. Electronic Trading Platforms Greenberg Traurig, LLP
Jun
16
2016
 FINRA Publishes Targeted Exam Letter for Mutual Fund Waiver Sweep Vedder Price
Jun
16
2016
 IRS Publishes International Practice Unit on Penalties for Failure to Report Transfer of Property to Foreign Corporation McDermott Will & Emery
Jun
16
2016
 FinCEN Adopts Customer Due Diligence Requirements for Covered Financial Institutions, Including Mutual Funds Vedder Price
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