Financial Institutions Banking

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Published Title Organization
Jul
26
2016
 SEC Share Class Sweep of Registered Investment Advisers Appears to be Underway Greenberg Traurig, LLP
Jul
26
2016
 UK's Upper Tribunal Refuses to Stay Regulatory Proceedings Pending Criminal Trial Squire Patton Boggs (US) LLP
Jul
26
2016
 Fiduciary Liability Update: Seventh Circuit Holds ERISA Permits Indemnification or Contribution Among Fiduciaries Faegre Drinker
Jul
25
2016
 Bridging the Week: New Clearing Member Category; Above the Law; MF Global; FX Trading Front Running; Deliveries; EFRPs [VIDEO] Katten
Jul
24
2016
 European Commission Adopts Markets in Financial Instruments Directive (MiFID II) and MiFIR Delegated Regulations Katten
Jul
23
2016
 ESMA Publishes Advice on Potential Extension of AIFMD Marketing Passport Katten
Jul
22
2016
 EU Commissioner Confirms No Rush To Relocate Euro Clearing Inside Eurozone Katten
Jul
22
2016
 SEC Proposes Amendments to Update and Simplify Disclosure Requirements as Part of Overall Disclosure Effectiveness Review Sheppard, Mullin, Richter & Hampton LLP
Jul
22
2016
 SEC Proposes Amendments To Update and Simplify Disclosure Requirements: A Closer Look Katten
Jul
22
2016
 FINRA Proposes To Require Members To Report Transactions in US Treasury Securities to TRACE Katten
Jul
22
2016
 CFTC Extends DTCC-SWIFT’s LEI Provider Designation Katten
Jul
22
2016
 Basel Committee Adopts Capital Requirements for STC Securitizations Morgan, Lewis & Bockius LLP
Jul
22
2016
 Banking Agencies Issue Community Reinvestment Act (CRA) Questions and Answers Katten
Jul
22
2016
 UK False Claims Act Proposes Amendments to UK AIFMD Annex IV Reporting Katten
Jul
22
2016
 The Effect of “Brexit” on Tax-Qualified Plans Morgan, Lewis & Bockius LLP
Jul
22
2016
 ICI Issues Memo Regarding the Adequacy of Fund Policies, Procedures and Disclosures in Light of Unanticipated Events Affecting Securities Trading Venues Vedder Price
Jul
21
2016
 Financial Stability Board Issues Policy Recommendations to Address “Structural Vulnerabilities” in Asset Management Industry Vedder Price
Jul
21
2016
 California District Court Denies Defendant’s Motion to Dismiss in Metropolitan West Excessive Fee Case Vedder Price
Jul
21
2016
 Illinois U.S. District Court Grants Defendant’s Motion to Dismiss in State Farm Excessive Fee Case Vedder Price
Jul
21
2016
 Culture Club: UK Financial Reporting Council Strengthens Link Between Company Values and Executive Remuneration Squire Patton Boggs (US) LLP
Jul
21
2016
 Second UK Deferred Prosecution Agreement Has Implications for US Corporates Morgan, Lewis & Bockius LLP
Jul
21
2016
 Office of Comptroller of Currency Report Highlights Strategic, Credit, Operational, and Compliance Risks Bracewell LLP
Jul
21
2016
 Sixth Circuit Court of Appeals Accepts Materialization-of-Risk Standard for Loss Causation Proskauer Rose LLP
Jul
21
2016
 In California's Department of Business Oversight World, Money, Money, Money Transmitters Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul
20
2016
 Enforcing Personal Guaranties in Connecticut Murtha Cullina
Jul
20
2016
 FinCEN’s Beneficial Ownership FAQs Miss the Boat on Private Investment Vehicles Morgan, Lewis & Bockius LLP
Jul
20
2016
 FinTech Companies Face Big Privacy Challenges in 2016 Mintz
Jul
20
2016
 Large Application Outsourcing Is Transforming Banks Morgan, Lewis & Bockius LLP
Jul
20
2016
 Private Investment Fund Managers and Other Investment Advisers May Be Affected by Department of Labor’s New Fiduciary Rules Proskauer Rose LLP
Jul
19
2016
 New York Imposes Duty on Mortgage Lenders to Maintain “Zombie Properties” and Increases Lenders’ Exposure for Premises Liability Claims Wilson Elser Moskowitz Edelman & Dicker LLP
Jul
19
2016
 Will Madden v Midland Disrupt Loan Sales and Platform Lending? Sheppard, Mullin, Richter & Hampton LLP
Jul
18
2016
 Appellate Division Finds No Jurisdiction Over Defendant Company After Sale of Its New York Assets: Be Sure to Sue Before Your Defendant Moves Sheppard, Mullin, Richter & Hampton LLP
Jul
18
2016
 Bridging the Week: Spoofing; Physical Position Reporting; Administrative Proceedings; Blue Sheets; Reg AT; Order Handling Disclosure; Hedge Exemptions Katten
Jul
15
2016
 CFTC Extends Public Comment Period for ICE Futures U.S. Block Trade Rule Change Katten
Jul
15
2016
 North Carolina Captures Bitcoin Custodians in New Money Transmitter Law Morgan, Lewis & Bockius LLP
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