Financial Institutions Banking

Published between:
Published Title Organization
Aug
17
2016
 Future of Market Rigging Investigations in the UK? Squire Patton Boggs (US) LLP
Aug
16
2016
 What Community Bank Board Members Need to Know About Directors and Officers Murtha Cullina
Aug
16
2016
 No Truth In Lending Act (TILA) Right of Rescission for Failure to Notify of Transfer Steptoe & Johnson PLLC
Aug
16
2016
 CFTC Staff Issues Final Swap Dealer De Minimis Exception Report Cadwalader, Wickersham & Taft LLP
Aug
15
2016
 SEC Approves Adoption of Generic Listing Standards for Actively Managed ETFs Vedder Price
Aug
15
2016
 Bridging the Week: MF Global; Customer Funds Investments; Whistleblowing; It’s Constitutional [VIDEO] Katten
Aug
13
2016
 European Commission Publishes Addendum to Draft RTS on Margin Requirements for Uncleared OTC Derivatives Under EMIR Katten
Aug
12
2016
 Commodity Futures Trading Commission Extends Relief for Non-US Swap Dealers From Transaction-Level Requirements Katten
Aug
12
2016
 FINRA Requests Comments on Proposed Gift, Gratuities and Non-Cash Compensation Rule Amendments Katten
Aug
12
2016
 CFTC Announces Enhancements to Protect Customer Funds Katten
Aug
12
2016
 FINRA Issues Notice Regarding SEC’s Approval of New NMS Stock Recording and Reporting Requirements Rule Katten
Aug
12
2016
 FINRA Issues Notice Reminding Member Firms of “Time of Execution” Reporting Katten
Aug
12
2016
 CFTC Proposes to Amend the Timing for Filing Chief Compliance Officer Annual Reports by Certain Registrants Katten
Aug
12
2016
 Disruptive Trading; Spoofing: U.S. Futures Exchanges Disciplinary Actions Report - July 2016 Bracewell LLP
Aug
12
2016
 Hire Me! Fiduciary Rule Challenges Jackson Lewis P.C.
Aug
11
2016
 Financial Regulation: Narrowing Channel into Section 546(e)’s Safe Harbor? ArentFox Schiff LLP
Aug
10
2016
 Federal Financial Institutions Examination Council Suggests Changes to Call Report for Small Institutions Polsinelli PC
Aug
10
2016
 SBA Announces Proposed Updates to Business Loan Programs Polsinelli PC
Aug
9
2016
 FINRA Sends Targeted Exam Letter Concerning the Sale of Non-Traded Business Development Companies Greenberg Traurig, LLP
Aug
9
2016
 Best Interest Contract Exemption: Interesting Angles on the DOL’s Fiduciary Rule #15 Faegre Drinker
Aug
9
2016
 UK Homeownership: To Buy or Not to Buy? Squire Patton Boggs (US) LLP
Aug
8
2016
 Bridging the Week: Exchange Fees; Cross Border Relief; Leaking Confidential Information; OATS; Times They Are A Changin’ [VIDEO] Katten
Aug
8
2016
 FinCEN FAQs Clarify Customer Due Diligence Regulations Dinsmore & Shohl LLP
Aug
6
2016
 UK FCA Publishes Second Consultation on MiFID II Implementation Katten
Aug
5
2016
 Association for Financial Markets in Europe Publishes Model Clauses for Contractual Recognition of Bail-In Under the EU Bank Recovery and Resolution Directive Katten
Aug
5
2016
 The Hershey Governance Settlement; New Governance Principles; Responsible Corporate Officer Doctrine: Corporate Law And Governance Update, August 2016 McDermott Will & Emery
Aug
5
2016
 A Timely FDIC Reminder on Examination Findings Dinsmore & Shohl LLP
Aug
5
2016
 OFAC Cites Violations in Dealings with Specially Designated Nationals Morgan, Lewis & Bockius LLP
Aug
5
2016
 Future Marketing Rules for Non-EU Fund Managers in Germany Morgan, Lewis & Bockius LLP
Aug
5
2016
 FINRA Adopts Amendments on Resumption of Trading Katten
Aug
5
2016
 EU Policy Update, August 2016: Technology and Digital Single Market Policy; Energy and Climate Change Policy; Trade Policy and Sanctions Covington & Burling LLP
Aug
5
2016
 UK Parliament to Consider Preferential Creditor Status for Consumers Squire Patton Boggs (US) LLP
Aug
4
2016
 Final Arbitrage Regulations Require “Look Through” to a Grantee’s Use of Bond Proceeds: A Big “So What?” Squire Patton Boggs (US) LLP
Aug
4
2016
 CFPB Issues Amendments to Clarify Trid Rules Bracewell LLP
Aug
3
2016
 CFTC Proposes Permanent Registration Relief to Certain Non-US Asset Managers Morgan, Lewis & Bockius LLP
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