Financial Institutions Banking

Published between:
Published Title Organization
Aug
29
2016
 U.S. Commerce Department Announces Creation of Trade Finance Advisory Council to Address Financing Challenges Faced by U.S. Exporters Polsinelli PC
Aug
29
2016
 International Organisation of Securities Commissions Publishes Consultation on Good Practice for Termination of Investment Funds Katten
Aug
27
2016
 European Commission Adopts Further MiFID II and MiFIR Delegated Regulations Katten
Aug
26
2016
 SEC Charges 71 Municipal Issuers and Obligated Persons Pursuant to Municipalities Continuing Disclosure Cooperation Initiative Hunton Andrews Kurth
Aug
26
2016
 CPMI and IOSCO Publish Second Consultation on Harmonization of Unique Product Identifiers Katten
Aug
26
2016
 CFTC Grants SEF Registration Status to Seed SEF LLC Katten
Aug
26
2016
 NFA Issues Notice Regarding the Designation of Executive Representatives for Electronic Voting Purposes Katten
Aug
26
2016
 Most Recent CFPB Supervisory Highlights Feature FCRA, Low Compensation and Debt Collection Issues Sheppard, Mullin, Richter & Hampton LLP
Aug
26
2016
 CFTC Issues No-Action Letter Regarding Use of Security-Based Swaps in Initial Margin Calculations for Uncleared Swaps Katten
Aug
26
2016
 NASAA Publishes Fraud Alert for EB-5 Investors Mintz
Aug
25
2016
 SEC Announces a New ADV Rule Greenberg Traurig, LLP
Aug
25
2016
 UK Financial Ombudsman Makes Adviser Pay for Failing to Stop £250,000 Fraud on Client Squire Patton Boggs (US) LLP
Aug
24
2016
 Three Immigration Lawyers Sanctioned by the SEC for Brokering EB-5 Investments Mintz
Aug
24
2016
 Ninth Circuit Issued Ruling in Bourne Valley Court Trust v. Wells Fargo Bank, NA Greenberg Traurig, LLP
Aug
23
2016
 Taxpayer Argues First Circuit Should Not Follow Tax Court Decision by Judge Indicated for Tax Fraud McDermott Will & Emery
Aug
23
2016
 World Economic Forum in Davos Blockchain Report Greenberg Traurig, LLP
Aug
23
2016
 Selected Risk Retention Questions and Answers for CMBS Securitizations Cadwalader, Wickersham & Taft LLP
Aug
23
2016
 Administration Imposes Economic Sanctions Against North Korean Regime Squire Patton Boggs (US) LLP
Aug
22
2016
 Bridging the Week: August 15 to 19 and August 22, 2016 -Whistleblowing; President Banned; Bad Reports; CCP Risk; De Minimis [VIDEO] Katten
Aug
22
2016
 End in Sight for PPI Claims? UK's Financial Conduct Authority Updates on Cut-Off Deadline Squire Patton Boggs (US) LLP
Aug
22
2016
 Final Arbitrage Regulations – Good and Not-So-Good Changes to Working Capital Rules Squire Patton Boggs (US) LLP
Aug
21
2016
 Private Fund Advisers Must Pay Close Attention to Nuances under Pay-to-Play Restrictions in Light of Upcoming Elections Nationwide Proskauer Rose LLP
Aug
19
2016
 The Committee on Payments and Market Infrastructures and International Organization of Securities Commissions Publish Report on CCP Resiliency Planning Katten
Aug
19
2016
 Financial Industry Regulatory Authority Files Proposed Amendment to FINRA Rule 2232 Katten
Aug
19
2016
 CFTC Issues Final Response To Remand Order in SIFMA v. CFTC Katten
Aug
19
2016
 CFTC Releases Swap Dealer De Minimis Exception Report Katten
Aug
19
2016
 City of London Law Society and Joint Working Parties Publish Second EU Market Abuse Regulation Q&A Katten
Aug
19
2016
 Putting a Premium on Illiquidity: Some Reflections on the SEC’s Scrutiny of Valuation Practices and Disclosures Proskauer Rose LLP
Aug
19
2016
 SEC Whistleblower Turns Down $8.25M Whistleblower Award Zuckerman Law
Aug
19
2016
 IRS Publishes List of Countries Requiring Cooperation with an International Boycott Morgan, Lewis & Bockius LLP
Aug
18
2016
 Subordinated Debt - Effective Alternative for Capital Bracewell LLP
Aug
18
2016
 Federal Banking Regulators Update CRA Guidance for CDFIs and Historic Tax Credits Bracewell LLP
Aug
17
2016
 Monetary Authority of Singapore Issues Revised Guidelines on Outsourcing Morgan, Lewis & Bockius LLP
Aug
17
2016
 Ninth Circuit Weighs In: Nevada "Superpriority" Law for HOA Liens Violates Due Process Womble Bond Dickinson (US) LLP
Aug
17
2016
 Did VISA, MasterCard Collude to Put Profits Before Protection? IMS Legal Strategies
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