Financial Institutions Banking

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Published Title Organization
Sep
19
2016
 De Minimis Threshold; Position Limits; Pre-Execution Communications; Cybersecurity - Bridging the Week [VIDEO] Katten
Sep
19
2016
 NFA Proposes Amendments to CPO and CTA Quarterly Reporting Requirements Katten
Sep
19
2016
 Office of the Comptroller of the Currency Rule Would Prohibit Bank and Thrift Dealing and Investing in Industrial or Commercial Metals Katten
Sep
19
2016
 The Availability of “Backward Tracing” in Jersey Offers Creditors Another Remedy Offshore Horwood Marcus & Berk Chartered
Sep
19
2016
 FFIEC Publishes Revised Information Security Booklet Katten
Sep
19
2016
 NFA Issues Notice Regarding Jurisdictions With AML/CFT Deficiencies Katten
Sep
17
2016
 CFTC Chairman Proposes Extension of Phase-In De Minimis Amount Termination Date Katten
Sep
17
2016
 European Supervisory Authorities Respond to European Commission Amendments to Risk Mitigation Techniques for Uncleared Derivatives Katten
Sep
16
2016
 Office of the Comptroller of the Currency Releases Bank Supervision Operating Plan for Fiscal Year 2017 Katten
Sep
16
2016
 “Financial CHOICE Act” Approved by House Financial Services Committee Covington & Burling LLP
Sep
16
2016
 Banking Regulators Issue Dodd-Frank Report on Bank Activities and Investments Katten
Sep
15
2016
 2017 Office of the Comptroller of the Currency Bank Supervision Plan, House Committee Passes Dodd-Frank Reform Polsinelli PC
Sep
15
2016
 Try These WEIRD TRICKS to Split a Bond Issue Into Separate Portions Squire Patton Boggs (US) LLP
Sep
15
2016
 NFA Proposal Would Require CFTC-Registered Asset Managers to Report on Financial Condition Morgan, Lewis & Bockius LLP
Sep
15
2016
 ICE, CME, CBOT and Other Energy Markets: U.S. Futures Exchanges Disciplinary Actions Report - August 2016 Bracewell LLP
Sep
15
2016
 Federal Reserve Recommends that Congress Restrict Banking Activities – Step Back Towards Glass–Steagall? Bracewell LLP
Sep
15
2016
 New York Department of Financial Services Proposes Cybersecurity Requirements for Financial Services Companies Faegre Drinker
Sep
13
2016
 Regions Bank Agrees To Pay $52.4 To Settle False Claims Act Case Alleging Misconduct In Connection With FHA-Insured Mortgage Lending Tycko & Zavareei LLP
Sep
13
2016
 FINRA’s Proposed Rules on Gifts, Gratuities, and Non-Cash Compensation Morgan, Lewis & Bockius LLP
Sep
13
2016
 Interesting Angles on the DOL’s Fiduciary Rule #19: Advisors' Use of "Hire Me" Practices. Faegre Drinker
Sep
13
2016
 Connecticut Unfair Trade Practices Act is Only Sword – Not Shield in Foreclosure Actions Murtha Cullina
Sep
13
2016
 Upcoming Revisions to Payment Card Industry (PCI) Data Security Standards Faegre Drinker
Sep
12
2016
 What You Don’t Say Can Hurt You: Fair Debt Collections Act Hunton Andrews Kurth
Sep
12
2016
 Bridging the Week: Financial Ratios Whistleblowing, Volcker II, Comparable Margin, Layering [VIDEO] Katten
Sep
12
2016
 UK Financial Services and Not-for-Profit Firms Should Consider New PPF Proposals on Insolvency Risk Scorecards Squire Patton Boggs (US) LLP
Sep
12
2016
 Hensarling Chooses CHOICE; CFTC Moves Forward with Priorities as Nominees Pending Confirmation, Administration Outlines Approach to Correspondent Banking Squire Patton Boggs (US) LLP
Sep
11
2016
 European Commission Re-Publishes Q&A Papers on EU Financial Services Legislation Katten
Sep
10
2016
 Financial Conduct Authority Launches New Website on MiFID II Market Data Processing Katten
Sep
9
2016
 Recent Developments: Can Your Institution Avoid the Cost of the Annual Privacy Notice Requirements? Vedder Price
Sep
9
2016
 Government Finance Officers Association, National Association of Bond Lawyers Release Post-Issuance Compliance Guidance Squire Patton Boggs (US) LLP
Sep
9
2016
 (Not-So-Big) Spoiler Alert: Agencies Want to Take Away a Few More Bank Powers Morgan, Lewis & Bockius LLP
Sep
9
2016
 September 2016: A Compilation of Enforcement and Non-Enforcement Actions: AXA Prevails in Excessive Fee Trial; Business Continuity Planning; SEC Rule Designed to Assist Certain Investment Advisers Foley & Lardner LLP
Sep
9
2016
 CFTC Finalizes System Safeguards Testing Requirements Katten
Sep
9
2016
 FINRA Proposes Changes to Its Inter-Dealer Quotation System for OTC Equity Securities Katten
Sep
9
2016
 CFTC Issues Comparability Determination for Japan Uncleared Swap Margin Rules Katten
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