Financial Institutions Banking

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Published Title Organization
Jan
10
2020
 ESMA Issues SFTR Guidelines Katten
Jan
10
2020
 Fifth Money Laundering Directive Becomes Operational Katten
Jan
10
2020
 European Commission Grants Temporary Equivalence to UK CCPs Katten
Jan
10
2020
 CFTC Issues No-Action Letter Supplementing Relief to SEFs and DCMs Katten
Jan
10
2020
 NFA’s Swaps Proficiency Requirements Become Effective on January 31 Katten
Jan
10
2020
 5MLD – Money Laundering and Terrorist Financing (Amendment) Regulations 2019 Squire Patton Boggs (US) LLP
Jan
10
2020
 Is Coal A Mineral And Why Ask? Allen Matkins Leck Gamble Mallory & Natsis LLP
Jan
9
2020
 7 Hot Health Care Industry Sectors for Investment, Growth & Consolidation in 2020 Epstein Becker & Green, P.C.
Jan
9
2020
 SEC Publishes OCIE 2020 Examination Priorities Greenberg Traurig, LLP
Jan
9
2020
 SEC Proposes Changes To Accredited Investor Standard And Assesses Its Impact On The Marketplace Horwood Marcus & Berk Chartered
Jan
9
2020
 What Can the Tech World Expect in 2020? Womble Bond Dickinson (US) LLP
Jan
8
2020
 Number of New SEC Enforcement Actions against Public Companies Rose 30% in FY 2019 Cornerstone Research
Jan
8
2020
 Out of the Money: Breach of Fiduciary Duty Claim Survives Motion to Dismiss When the Board Approved an Asset Sale That Left no Consideration for the Common Unitholders K&L Gates LLP
Jan
8
2020
 Legal Perspective on Running a Successful Crowdfunding Campaign Mitchell Silberberg & Knupp LLP
Jan
8
2020
 Finally SECURE: Opportunities in the 2019 SECURE Act for Plan Sponsors McDermott Will & Emery
Jan
8
2020
 Second Circuit Prohibits Retroactive Changes to Withdrawal Liability Interest Rate Assumptions Proskauer Rose LLP
Jan
8
2020
 SECURE Act and Guaranteed Income (Part 1) Faegre Drinker
Jan
7
2020
 IRS Whistleblower Office Annual Report Confirms Success of Program Kohn, Kohn & Colapinto
Jan
7
2020
 SECURE Act Becomes Law as Part of the New Budget Deal Robinson & Cole LLP
Jan
6
2020
 Weekly IRS Roundup December 30, 2019 – January 3, 2020 McDermott Will & Emery
Jan
3
2020
 Wind of Change - The Year FinTech Came in From the Cold - Polsinelli BitBlog: Year End Edition Polsinelli PC
Jan
3
2020
 [Podcast]: VCOC Management Rights Proskauer Rose LLP
Jan
3
2020
 Major Changes are Impacting IRAs and QRPs – How is your Estate Plan Affected? Stark & Stark
Jan
3
2020
 Shareholders of Public Target Companies Challenge 82% of M&A Deals in 2018 Cornerstone Research
Jan
3
2020
 Department Of Business Oversight Takes Aim At Point-Of-Sale Transactions Allen Matkins Leck Gamble Mallory & Natsis LLP
Jan
3
2020
 CNIPA Announces Amended Patent Guidelines for Patent Applications Covering AI and Blockchain Schwegman, Lundberg & Woessner, P.A.
Jan
2
2020
 SECURE Act Womble Bond Dickinson (US) LLP
Jan
2
2020
 SDNY Rejects Director Liability for Sarbanes-Oxley Whistleblower Claims, Creating a Split Among Federal District Courts Polsinelli PC
Jan
2
2020
 SEC Proposes Update to Accredited Investor Definition that Would Make Private Markets Available to More Investors Faegre Drinker
Jan
1
2020
 Trading Volume of U.S. Natural Gas Increases for Fourth Year in a Row in 2018 Cornerstone Research
Jan
1
2020
 Three Factors to Consider After the Death of a Joint Bank Account Owner Norris McLaughlin P.A.
Dec
31
2019
 HSBC Switzerland to Pay $192 Million for Decade-Long Tax Evasion Scheme Kohn, Kohn & Colapinto
Dec
31
2019
 The SECURE Act, at Last Jackson Lewis P.C.
Dec
31
2019
 QOZ Final Rules Part 1: More Flexibility to Invest Capital Gains Varnum LLP
Dec
30
2019
 New York State Department of Financial Services Proposes Guidance on Adoption or Listing of Virtual Currencies by Exchanges Greenberg Traurig, LLP
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