Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Nov
29
2023
 NYDFS Proposes Updated Second Amendment to Its Cybersecurity Regulation Hunton Andrews Kurth
Jul
30
2020
 Controlling Expenses in Small Business Chapter 11 Cases Ward and Smith, P.A.
Dec
14
2015
 Bridging the Week: December 7 - 11 and 14, 2015 (Investment Companies and Derivatives; Attempted Manipulation; HFTs; Conviction Overturned) Katten
Mar
15
2022
 Lawsuit Challenges DFPI's Threat To Enforce Fair Access To Credit Act Allen Matkins Leck Gamble Mallory & Natsis LLP
Nov
7
2022
 SEC Adopts New Marketing Rule for Investment Advisors ArentFox Schiff LLP
Sep
20
2023
 Mintz IRA Update — The First Anniversary of the Inflation Reduction Act: A Year in Review Mintz
Jan
7
2018
 CFTC Releases Chairman Statement and Backgrounder on Virtual Currencies Proskauer Rose LLP
Dec
21
2018
 FCA MAR and Crime Systems Guidance Published and Post-Brexit Prep Katten
Apr
7
2025
 New York State Releases Much Anticipated Guidance on Reporting Requirements for Material Healthcare Transactions as Budget Negotiations Near Conclusion, Potentially Expanding Law to Include Pre-Closing Review Sheppard, Mullin, Richter & Hampton LLP
May
29
2020
 FINRA Requests Comments on Security-Based Swaps Katten
Nov
16
2020
 SEC and Wyoming Division of Banking Address Custody of Digital Assets Hunton Andrews Kurth
Dec
20
2011
 IRS Offers Temporary Relief to IRA Owners; Awaits DOL Guidance Morgan, Lewis & Bockius LLP
Aug
13
2015
 SEC Staff Declares Performance History Is Not Factual Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
10
2024
 FDIC Proposes New Requirements for Custodial Accounts Greenberg Traurig, LLP
Jan
10
2025
 CFPB Alleges Credit Reporting Agency Conducted Sham Investigations of Errors Sheppard, Mullin, Richter & Hampton LLP
Apr
8
2013
 New UK Financial Regulation Architecture Takes Effect Morgan, Lewis & Bockius LLP
Aug
12
2016
 FINRA Requests Comments on Proposed Gift, Gratuities and Non-Cash Compensation Rule Amendments Katten
Apr
4
2017
 EU's New Regime on Payments for Research, Use of Dealing Commissions Morgan, Lewis & Bockius LLP
Apr
5
2024
 CFPB and FTC Argue Consumer Reporting Companies Have an Obligation to Correct Errors in Joint Amicus Brief Sheppard, Mullin, Richter & Hampton LLP
Aug
13
2019
 Federal Court Dismisses Challenge to ESOP Transaction McDermott Will & Schulte LLP
Sep
21
2012
 Combination of APA and Competent Authority – Part II McDermott Will & Schulte LLP
Apr
5
2016
 Private Equity Investors, Controlled Groups, and Pension Liability, Oh, My! Morgan, Lewis & Bockius LLP
Jul
21
2017
 Financial Guidance and Claims Bill – Tougher Regulation for Claims Management Companies Squire Patton Boggs (US) LLP
Jan
29
2024
 ISDA and Clarus Publish the Final Risk-Free Rate Adoption Indicator Blank Rome LLP
May
29
2015
 Second Circuit Dismisses Suit Over FBI’s Wiretapping of Marital Conversations in Securities Fraud Investigation Katten
Feb
16
2023
 Vice Chair Brainard Resigns from Fed to Head Up NEC Cadwalader, Wickersham & Taft LLP
Dec
8
2016
 Goodbye, Newman – U.S. Supreme Court Gives Government Key Victory in Insider Trading Cases Hunton Andrews Kurth
Nov
30
2023
 Impact of New SEC Regulations on Insider Trading Policies Jones Walker LLP
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