Corporate, Financial, SEC, & Banking Law Updates

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The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Mar
8
2023
DOJ Announces Significant Corporate Compliance Initiatives Robinson & Cole LLP
Mar
8
2023
Request for Good Faith Finding in New York Article 77 Proceedings May Not Waive Privilege Mintz
Mar
8
2023
Clawbacks, Voluntary Disclosures, and Ephemeral Messaging: DOJ Continues Its Focus on Corporate Misconduct Greenberg Traurig, LLP
Mar
8
2023
2023 Cybersecurity & Data Privacy Trends: Part I Ransomware Wilson Elser Moskowitz Edelman & Dicker LLP
Mar
8
2023
Recent Policyholder Win Highlights Exception to the Insured v. Insured Exclusion in D&O Policies Hunton Andrews Kurth
Mar
8
2023
DOJ’s Criminal Division Announces Key Policy Updates Regarding Compensation, Compliance Programs, and Monitors Mintz
Mar
8
2023
Will Mallory Derail Delaware's Dominance? Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
7
2023
A Corporation Is A Body But Also An "Individual" Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
6
2023
Pending Legislation Would Recover Tax Paid by New Car Dealers Miller Canfield
Mar
6
2023
Delaware's Immodest Embrace Of The Internal Affairs Doctrine Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
2
2023
Delaware Court of Chancery Establishes Duty of Oversight Extends to Officers Polsinelli PC
Mar
2
2023
The 2023 AIEN Model Form JOA Placing ESG Issues at The Heart of Oil and Gas Operations Bracewell LLP
Mar
1
2023
Antitrust Practitioners Expect Activity With Climate Issues Mintz
Mar
1
2023
DOJ Announces New Nationwide Voluntary Self-Disclosure Policy Polsinelli PC
Mar
1
2023
Words With Friends, Part 1: Insurance Requirements and Contracts, With Vince Morgan and Suzanne Day [PODCAST] Bracewell LLP
Feb
28
2023
French Insider Episode 20: Growing Your Business in America: The Story of Qobuz and Its Growth in Music Streaming with Dan Mackta [PODCAST] Sheppard, Mullin, Richter & Hampton LLP
Feb
27
2023
Understanding the Corporate Transparency Act and Ensuring Compliance Goulston & Storrs
Feb
27
2023
Illinois’ High Court Permits Catastrophic Damages Against Businesses in Violation of Biometric Information Law Varnum LLP
Feb
25
2023
Changes to Conditions of SEC Rule 10b5-1 Obligations Robinson & Cole LLP
Feb
24
2023
New DOJ Policy Provides Greater Predictability for Voluntary Disclosure of Misconduct Bradley Arant Boult Cummings LLP
Feb
24
2023
Does the Left Hand Need to Know What the Right Is Doing: The Supreme Court Holds That Fraudulent Debts of One Partner Cannot Be Discharged by an Innocent Partner Epstein Becker & Green, P.C.
Feb
24
2023
US Attorneys’ Offices Issue New Voluntary Self-Disclosure Policy As Efforts to Incentivize More Self-Reporting Continue Cadwalader, Wickersham & Taft LLP
Feb
24
2023
Corporate Voluntary Self-Disclosure (VSD) of Criminal Activity: More of the Same or a Real Sea Change? Sheppard, Mullin, Richter & Hampton LLP
Feb
23
2023
ChatGPT Risks and the Need for Corporate Policies Proskauer Rose LLP
Feb
23
2023
Threat Groups Using Translation Tools in Phishing Attacks Robinson & Cole LLP
Feb
23
2023
Airing a Company’s Dirty Laundry May Hurt the Company. Can It Help Minority Shareholders? Norris McLaughlin P.A.
Feb
22
2023
Public Benefit Corporations: Intersection of Delaware Corporate Law, ESG, and Related Considerations Greenberg Traurig, LLP
Feb
22
2023
Behind the Headlines: Employment Rights Survive Economic RIFs Sherin and Lodgen LLP
 
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