Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Nov 3 2010	Delaware Supreme Court Clarifies Law Regarding Standing of Plaintiff-Shareholders to Bring a Post-Merger Double Derivative Action	Sheppard, Mullin, Richter & Hampton LLP
Nov 1 2010	New York's High Court Rejects Attempts to Expand Liability of Outside Professional Service Providers for Failing to Detect Corporate Fraud	Sheppard, Mullin, Richter & Hampton LLP
Nov 1 2010	HIPAA Amended: Your Business May Now Be Subject to Strict Confidentiality and Computer Security Requirements	Much Shelist, P.C.
Oct 31 2010	Respecting Failure - Failcon 2010	Michael Best & Friedrich LLP
Oct 30 2010	Beyond Madison - Working with Wisconsin Early-Stage Companies	Michael Best & Friedrich LLP
Oct 27 2010	SEC Proposes “Family Office” Exemption Under Dodd-Frank	Hunton Andrews Kurth
Oct 26 2010	Time to Get Ready for Say-On-Pay as SEC Releases Proposed Rules	Sheppard, Mullin, Richter & Hampton LLP
Oct 25 2010	SEC Proposes Enhanced Short-Term Borrowing Disclosure Rules	Hunton Andrews Kurth
Oct 25 2010	Delaware Supreme Court Requires Credible Evidence of a "Proper Purpose" to Review a Corporation's Books and Records	Sheppard, Mullin, Richter & Hampton LLP
Oct 25 2010	Florida Supreme Court Says No To Charging Order Protection For Single Member LLCs	Lowndes, Drosdick, Doster, Kantor & Reed, P.A.
Oct 24 2010	SEC Issues Interpretive Guidance Regarding Liquidity and Capital Resources Disclosures	Hunton Andrews Kurth
Oct 24 2010	How Much is That Startup in the Window? -- Figuring Out How Much A Startup is Worth.	Michael Best & Friedrich LLP
Oct 23 2010	SEC Stays Proxy Access Rules	Hunton Andrews Kurth
Oct 23 2010	Back to the Future with Super Angels	Michael Best & Friedrich LLP
Oct 22 2010	Public Statements about Pricing Changes May Create Antitrust Litigation Risk	Hunton Andrews Kurth
Oct 13 2010	California Court Of Appeal Holds That Shareholders Have Standing To Pursue Derivative Actions After Dissolution Of A Corporation	Sheppard, Mullin, Richter & Hampton LLP
Oct 12 2010	Incentive to Invest (Now!) in C-Corporation Startups	Michael Best & Friedrich LLP
Oct 11 2010	The Seventh Circuit Finds Personal Jurisdiction Over Out-of-State Internet Company	Michael Best & Friedrich LLP
Oct 10 2010	Second Circuit Holds That No Private Right Of Action Exists Under Section 304 Of The Sarbanes-Oxley Act	Sheppard, Mullin, Richter & Hampton LLP
Oct 10 2010	Corporate Affiliate Conflicts of Interest - GSI Commerce Solutions v. BabyCenter, L.L.C.	Dinsmore & Shohl LLP
Oct 8 2010	Did A Butterfly Just Flap Its Wings? The Potential Industry-Wide Consequences Of The SBA's Recent Suspension Of A Premier IT Contractor	Sheppard, Mullin, Richter & Hampton LLP
Oct 6 2010	Ninth Circuit Adopts Moench Presumption in Favor of Fiduciaries	Sheppard, Mullin, Richter & Hampton LLP
Oct 5 2010	SEC Stays New Proxy Access Rules	Sheppard, Mullin, Richter & Hampton LLP
Oct 5 2010	Distracted Driving Policies: Improve Safety and Limit Exposure	Dinsmore & Shohl LLP
Oct 4 2010	Second Circuit Holds That Corporations Cannot Be Held Liable For Claims Brought Under The Alien Tort Statute	Sheppard, Mullin, Richter & Hampton LLP
Oct 1 2010	Congress Enacts 2010 Small Business Jobs Act	Sheppard, Mullin, Richter & Hampton LLP
Sep 30 2010	ALERT: Legal Challenge To SEC's Recently Adopted Proxy Access Rules	Sheppard, Mullin, Richter & Hampton LLP
Sep 29 2010	Concept Release: Proxy Distribution System	Bracewell LLP

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