Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Jan 10 2011	Municipal Bond Offerings: Proposed SEC Rule Impacts Appointed Board Members	Hunton Andrews Kurth
Jan 7 2011	Preparing for the 2011 Proxy Season: What’s New	Dinsmore & Shohl LLP
Jan 6 2011	Recent Tax Bill Provides Incentives for Startup Community	Michael Best & Friedrich LLP
Jan 4 2011	The Ninth Circuit Rules that Foreign Documents Brought into the Country are Subject to Federal Grand Jury Demands	Hunton Andrews Kurth
Dec 29 2010	Treasury Announces Standard Terms of Small Business Lending Fund	Vedder Price
Dec 24 2010	Tax Relief and Job Creation Act Becomes Law	Dinsmore & Shohl LLP
Dec 24 2010	China Updates Registration Rules for Representative Offices of Foreign Firms	Sheppard, Mullin, Richter & Hampton LLP
Dec 22 2010	Transferring Personally Identifiable Information in Bankruptcy: Beware the Debtor’s Privacy Policy	Much Shelist, P.C.
Dec 22 2010	Looking Ahead to 2011: Year End Employee Benefit Plan Compliance Items	Dinsmore & Shohl LLP
Dec 21 2010	Evaluating FOCI (Foreign Ownership, Control or Influence )In The Context Of An M&A Transaction	Sheppard, Mullin, Richter & Hampton LLP
Dec 19 2010	Fifth Circuit Update: Stanford Receiver's Temporary Injunction Affirmed	Hunton Andrews Kurth
Dec 19 2010	Corporate Malfeasance From Enron to Lehman - 10 Great Moments in Corporate Malfeasance.	Risk and Insurance Management Society, Inc. (RIMS)
Dec 18 2010	A Brief Look At United Nations Procurement: Going International ... Sort Of	Sheppard, Mullin, Richter & Hampton LLP
Dec 17 2010	T Minus 60 Days and Counting: CMS’s New Repayment Deadline	Poyner Spruill LLP
Dec 9 2010	Recent SEC Enforcement of Regulation FD: Lessons to be Learned	Hunton Andrews Kurth
Dec 8 2010	EB-5 Program Assistance	Taft Stettinius & Hollister LLP
Dec 5 2010	SEC Delays Whistleblower Office, Citing Budget	Center for Public Integrity
Dec 3 2010	Time to Retire the ESOP from the 401k: Assessing the Liabilities of KSOP Structures in Light of ERISA Fiduciary Duties and Modern Alternatives	Texas Wesleyan University School of Law
Dec 3 2010	SEC Proposes New Whistleblower Rules Under the Dodd-Frank Act of 2010	Hunton Andrews Kurth
Dec 1 2010	Bank Failure For Directors and Officers, There Is No Makeup Exam	Vedder Price
Nov 22 2010	SEC Enforcement Action Under Regulation FD For Implicit Communications To Selected Analysts	Sheppard, Mullin, Richter & Hampton LLP
Nov 20 2010	Angel Investing Principles: Doing Good While Doing Well	Michael Best & Friedrich LLP
Nov 16 2010	All About Financing the Startup Company -Starting a New Company These Days in Quite The Headwind…..	The National Law Review / The National Law Forum LLC - NLR
Nov 12 2010	EPA Greenhouse Gas Reporting Rules Expanded to Oil and Gas - Update	Hunton Andrews Kurth
Nov 10 2010	Record FCPA Settlements Continue, Important Lessons To Be Learned	Hunton Andrews Kurth
Nov 9 2010	Startup Valuation Workshop Slides & Worksheets	Michael Best & Friedrich LLP
Nov 8 2010	Next Wave of MBS Litigation Focuses on Issuers, Underwriters	Hunton Andrews Kurth
Nov 4 2010	New Chief of House Financial Services Takes Aim At Derivatives	Center for Public Integrity

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