Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Feb 10 2011	New Alternatives to Condominium Structure for Florida Real Estate Developers	Duane Morris LLP
Feb 7 2011	Delaware Supreme Court Reverses Chancery Court Dismissal Of Derivative Plaintiff's Section 220 Books And Records Action	Sheppard, Mullin, Richter & Hampton LLP
Feb 5 2011	Untimely Filing Of Motion To Dismiss Does Not Warrant Automatic Dismissal Where Motion Is Meritorious And Opposing Party Will Not Be Prejudiced	Sheppard, Mullin, Richter & Hampton LLP
Feb 5 2011	Some Interesting New Developments as SEC Adopts Final Say-on-Pay Rules	Sheppard, Mullin, Richter & Hampton LLP
Feb 4 2011	Holding A Note That References Another Document? It Still May Permit You To Obtain Summary Judgment in Lieu of Complaint	Sheppard, Mullin, Richter & Hampton LLP
Feb 4 2011	Some thoughts on Finders for Risk Capital	Michael Best & Friedrich LLP
Feb 3 2011	U.S. Supreme Court Expands Scope Of Individuals Who Can Bring Retaliation Claims	Michael Best & Friedrich LLP
Feb 3 2011	District Of Columbia Circuit Holds That Certifications In Financial Statements Do Not Constitute Omissions That Qualify For A Presumption Of Reliance In Fraud Claims Under Rule 10b-5	Sheppard, Mullin, Richter & Hampton LLP
Feb 1 2011	Deemed Export Certification Now Required for Employers Sponsoring Certain Foreign Nationals	Michael Best & Friedrich LLP
Jan 30 2011	General Counsel and State Tax Notices	Sheppard, Mullin, Richter & Hampton LLP
Jan 29 2011	California Court Of Appeal Holds That Privity Of Contract Is Necessary To Maintain An Action For Rescission Under California Corporations Code Sections 25504 And 25504.1	Sheppard, Mullin, Richter & Hampton LLP
Jan 28 2011	The Interplay Between Mergers and Enforceability of Non-Competition Agreements	Dinsmore & Shohl LLP
Jan 28 2011	Delaware Supreme Court Holds That Chancery Court Is Not Bound By Merger Price Or Fairness Opinion In Appraisal Proceedings Under Delaware General Corporate Law Section 262(h)	Sheppard, Mullin, Richter & Hampton LLP
Jan 27 2011	Milestone or Millstone? Financing, that is.	Michael Best & Friedrich LLP
Jan 27 2011	In One Hand and Out the Other: An Overview of Recent Federal and Illinois Tax Legislation Affecting Individuals and Corporations	Much Shelist, P.C.
Jan 27 2011	Could You Be The "Beneficiary" Of The "Inadvertent" Submission Of A False Claim?	Sheppard, Mullin, Richter & Hampton LLP
Jan 26 2011	SEC Proposes Rules to Implement the Dodd-Frank Act’s Mine Safety Disclosure Requirements	Hunton Andrews Kurth
Jan 25 2011	2010 Year-End Securities Litigation Reports Show a Second Half Increase In New Class Action Filings, With Merger Cases Spiking	Sheppard, Mullin, Richter & Hampton LLP
Jan 23 2011	Companies Should Not Take Lightly the Need for Full Compliance with the SEC's Executive Compensation Disclosure Rules	Sheppard, Mullin, Richter & Hampton LLP
Jan 21 2011	There's Something Happening Here (What It Is Ain't Exactly Clear)1: Is Illinois Non-Compete Law Changing?	Much Shelist, P.C.
Jan 21 2011	E-Discovery Rules Applied to Social Media: What This Means in Practical Terms for Businesses	Sheppard, Mullin, Richter & Hampton LLP
Jan 20 2011	Reporting Deadline Approaches For 2010 ISO Exercises and ESPP Stock Transfers	Michael Best & Friedrich LLP
Jan 19 2011	D.C. Circuit Rejects "Collective Knowledge" But Shines Spotlight on Processes	Sheppard, Mullin, Richter & Hampton LLP
Jan 19 2011	IRS Modifies Filing Thresholds	Dinsmore & Shohl LLP
Jan 18 2011	New Private Letter Ruling Disregards Separate Existence of a Charity and Related Noncharity	Dinsmore & Shohl LLP
Jan 14 2011	SEC Proposes Disclosure Rules for Payments by Resource Extraction Issuers	Hunton Andrews Kurth
Jan 11 2011	Extension of 100% Gain Exclusion for Qualified Small Business Stock	Sheppard, Mullin, Richter & Hampton LLP
Jan 10 2011	Municipal Bond Offerings: Proposed SEC Rule Impacts Appointed Board Members	Hunton Andrews Kurth

Subscribe to The 10 Latest Financial, Banking, & SEC Articles

Trending News