Financial, Securities & Banking

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The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

Title
Custom text Organization
May
17
2012
SEC Offers Additional JOBS Act Guidance Hunton Andrews Kurth
May
17
2012
Recent SEC Guidance on Crowdfunding Mintz
May
16
2012
Recent Case Highlights Split of Authority on Whether Corporate Agreements Can Amend Employee Benefit Plans McDermott Will & Emery
May
12
2012
China’s Anti-Monopoly Law Makes it Easier to Sue in Cases of Anti-Competitive Conduct McDermott Will & Emery
May
10
2012
JOBS Act Allows Small Companies Easier Access to Capital McDermott Will & Emery
May
9
2012
Top 5 Concerns of Cottage Owners Varnum LLP
May
9
2012
Beware of Ohio LLCs: New law changes the game for LLC members Dinsmore & Shohl LLP
May
9
2012
Navigant: Reports of Data Breaches On the Increase Across Industries Mintz
May
8
2012
Unclaimed Property in M&A Transactions: The Potential for an Unwelcome Surprise Greenberg Traurig, LLP
May
7
2012
Tax Exemption Ruling Defines Public Charity v. Business Interests Dinsmore & Shohl LLP
May
5
2012
Lockout or Be Locked Up - Industrial Accidents in Agribusiness Michael Best & Friedrich LLP
Apr
30
2012
Boilerplate 101: Governing Law Dinsmore & Shohl LLP
Apr
30
2012
JOBS Act to Eliminate Prohibition against General Solicitation for Private Funds and Increase Investor Limit That Requires Exchange Act Registration Vedder Price
Apr
30
2012
13th Great-Idea China Sourcing & New Industrial Delegation to China – Day 8 Michael Best & Friedrich LLP
Apr
28
2012
Corporate Spending Post-Citizens United Decision Comes under Attack Morgan, Lewis & Bockius LLP
Apr
28
2012
Supreme Court Holds Six-Year Statute of Limitations Does Not Apply to Overstatement of Basis McDermott Will & Emery
Apr
28
2012
13th Great-Idea China Sourcing & New Industrial Delegation to China – Day 7 Michael Best & Friedrich LLP
Apr
28
2012
Update on Amendments to the EU Prospectus Directive Morgan, Lewis & Bockius LLP
Apr
26
2012
13th Great-Idea China Sourcing & New Industrial Delegation to China – Day 6 Michael Best & Friedrich LLP
Apr
26
2012
13th Great-Idea China Sourcing & New Industrial Delegation to China – Day 5 Michael Best & Friedrich LLP
Apr
25
2012
New Air Emissions Standards for the Oil and Gas Industry Hunton Andrews Kurth
Apr
25
2012
Pay for the Chief: The Shareholders Speak Out Mintz
Apr
24
2012
Worst Part of Wal-Mart Bribery Case Is Failure to Conduct Proper Investigation Ifrah Law
Apr
23
2012
Did Your Union Constitution of Bylaws Change? File with OLMS U.S. Department of Labor
Apr
21
2012
JOBS Act Reduces Capital Raising Burdens Dinsmore & Shohl LLP
Apr
21
2012
Transformation. Repositioning. Adjustment.: 2012 China (Suzhou) Service Outsourcing Innovation Development and Investment Promotion Summit Michael Best & Friedrich LLP
Apr
21
2012
House Judiciary Committee Votes to Approve Israel for E-2 Treaty Investor Visa Eligibility Greenberg Traurig, LLP
Apr
20
2012
Jumpstart Our Business Startups (JOBS) Act Signed Into Law Barnes & Thornburg LLP
 

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