Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Oct 18 2012	ICE Releases Guidance on Evaluating Electronic I-9 Systems	LawLogix Group, Inc.
Oct 18 2012	Women In-House Counsel Achieve Success	National Association of Women Lawyers
Oct 17 2012	Opportunities Under New Private Placement Rules	Mintz
Oct 17 2012	China Tax Planning for Japanese MNEs	McDermott Will & Emery
Oct 17 2012	California Tax Refund Opportunity Based on Gillette	Morgan, Lewis & Bockius LLP
Oct 17 2012	Polish Government Proposes Tax Measures to Prevent Abuse	Greenberg Traurig, LLP
Oct 17 2012	Parental Liability: The Importance of Following the Rebuttal Procedure Carefully	McDermott Will & Emery
Oct 16 2012	Six Factors to Consider When Drafting Non-Compete Agreements	Dinsmore & Shohl LLP
Oct 16 2012	Microunions and the National Labor Relations Board: What is a Valid Bargaining Unit?	Retail Industry Leaders Association
Oct 16 2012	Iranian Sanctions Extended by Executive Order	Morgan, Lewis & Bockius LLP
Oct 15 2012	What Can a Cottage Plan Do for Me?	Varnum LLP
Oct 15 2012	Temporary Relief from Registration for Swaps Intermediaries	Morgan, Lewis & Bockius LLP
Oct 14 2012	Sixth Circuit Upholds Wal-Mart’s Termination of Employee for Using Medical Marihuana	Dickinson Wright PLLC
Oct 14 2012	Fire at Will? George Osborne’s Proposals for “Owner-Employee” Contracts	Greenberg Traurig, LLP
Oct 14 2012	Practical Pointers in Respect to Non-compete Agreements in China	McDermott Will & Emery
Oct 14 2012	An Alarming Trend in the Fed’s Economic Outlook	Risk and Insurance Management Society, Inc. (RIMS)
Oct 13 2012	DOJ Announces Settlement With Florida Company Over Allegations of Retaliation for Employee Challenge to E-Verify Non-Confirmation	Greenberg Traurig, LLP
Oct 12 2012	Corporate Integrity Agreements: OIG Provides Glimpse of the Future	Mintz
Oct 12 2012	Revenue-Based Financing: Non-Dilutive(!) Risk Capital	Michael Best & Friedrich LLP
Oct 11 2012	Ohio Supreme Court Reverses Self on Noncompete in Merger Situation	Barnes & Thornburg LLP
Oct 11 2012	Power Window Master Switch Leads to Recall of Toyota Vehicles	Armstrong Teasdale
Oct 11 2012	Federal Circuit to Address Computer-Implemented Inventions En Banc
Oct 11 2012	Are You Waffling About Crowd Funding Internet Sites?	Dickinson Wright PLLC
Oct 10 2012	Time Off to Vote: State Laws for Employers in Kentucky, Ohio, Pennsylvania & West Virginia	Dinsmore & Shohl LLP
Oct 10 2012	Detroit Casinos’ August Revenues Increase Compared to Last Year	Dickinson Wright PLLC
Oct 10 2012	Tougher Sanctions on Iran: What it Will Mean for Businesses	Faegre Drinker
Oct 10 2012	Two Bay Area Companies Receive U.S. EPA Energy Awards	U.S. Environmental Protection Agency
Oct 8 2012	NLRB Social Media Decisions Leave Questions for Employers	Barnes & Thornburg LLP

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