Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Apr 17 2013	IRS Issues Procedures for Securing Favorable Opinions on Pre-Approved Internal Revenue Code 403(b) Programs	McDermott Will & Emery
Apr 12 2013	Using Social Media to Disclose Corporate Facts?	Dinsmore & Shohl LLP
Apr 12 2013	Successor Liability Under the FLSA: Seventh Circuit Holds Purchaser of Assets from Receiver of Company Which had Violated FLSA Liable Despite “Free and Clear” Nature of Sale	Dickinson Wright PLLC
Apr 11 2013	Closely Held Corporations and Stock Sales	Raymond Law Group LLC
Apr 11 2013	Cybersecurity Disclosure: A Panel Discussion with the SEC’s Division of Corporation Finance	Mintz
Apr 10 2013	Delaware and California Courts Split as to Whether a Reverse Triangular Merger Results In an Assignment By Operation of Law, Creating Potential Pitfalls for Delaware and Other Foreign Corporations Located in California	Sheppard, Mullin, Richter & Hampton LLP
Apr 9 2013	Construction Teaming Agreements – For Better or Worse	von Briesen & Roper, s.c.
Apr 9 2013	Client Conversations Strengthen Relationships, Lead to New Business	Strategic Writing And Ghostwriting
Apr 9 2013	Lessons Learned from the Lululemon Recall	Risk and Insurance Management Society, Inc. (RIMS)
Apr 8 2013	Public Company M&A Development: Proposed Amendments to Section 251 of the Delaware General Corporation Law (DGCL) Should Lead to Increased Use of Negotiated Tender Offers	Greenberg Traurig, LLP
Apr 8 2013	The Risks of Social Media: Internal Audit	Risk and Insurance Management Society, Inc. (RIMS)
Apr 7 2013	Attacks on Proxy Statement Equity Compensation Disclosure	Katten
Apr 7 2013	Thoughts on Regulatory Constraints of Business Models	Sheppard, Mullin, Richter & Hampton LLP
Apr 7 2013	U.S. Securities Laws and the EB-5 Investor Program: The Securities and Exchange Commission’s Perspective	Greenberg Traurig, LLP
Apr 7 2013	Securities and Exchange Commission (SEC) Advisory Committee on Small and Emerging Companies Makes Recommendations	Katten
Apr 7 2013	Global Transfer Pricing: U.S. Trending	McDermott Will & Emery
Apr 6 2013	Cobasys LLC of Orion of Michigan Absorbed into New Subsidiary	Varnum LLP
Apr 6 2013	Sports Lawyers Association (SLA) Outreach Event: Bi-Coastal Discussion on Sponsorships in 2013 and Beyond	Sheppard, Mullin, Richter & Hampton LLP
Apr 6 2013	Federal Court Dismisses Securities Class Action Alleging Misrepresentations About "Cannibalization"	Katten
Apr 6 2013	What Entrepreneurs Need to Know About Milestone Financing	Michael Best & Friedrich LLP
Apr 5 2013	Social Media May Satisfy Regulation FD (Fair Disclosure) But Not Without Risk and Preparation	Greenberg Traurig, LLP
Apr 5 2013	SEC Provides Guidance Regarding Social Media and Regulation Fair Disclosure (Regulation FD)	Katten
Apr 5 2013	New Regulations Pave The Way for Increased Employee Owned Companies in the UK	McDermott Will & Emery
Apr 4 2013	Italian Franchisee Loses Lawsuit Brought Under The Laws Of . . . California?	Armstrong Teasdale
Apr 4 2013	HIPAA Omnibus Final Rule Has Important Changes for Business Associates and Covered Entities	Godfrey & Kahn S.C.
Apr 3 2013	Non-English Speaking Employees and Arbitration Agreements	Godfrey & Kahn S.C.
Apr 3 2013	A Simple Step to Ensure Your Company is Not Exporting to Iran	Faegre Drinker
Apr 1 2013	For the Record—What Document Retention Policy Does Your Business Have in Place?	McBrayer, McGinnis, Leslie and Kirkland, PLLC

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