Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Apr 28 2013	"Actually, Someone Knows You are a Dog"-- the Chinese Regulation Efforts on Private Data Protection	Sheppard, Mullin, Richter & Hampton LLP
Apr 27 2013	Delaware Supreme Court Upholds Federalism, Comity & Finality	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 27 2013	SEC Announces First Non-Prosecution Agreement Involving Foreign Corrupt Practices Act (FCPA) Violations	Faegre Drinker
Apr 27 2013	Delaware Chancery Court Decisions Highlight That a "Crucial Difference" In Analyzing Director Liability For "Bad Faith" In the Context of an M&A Sales Process Is the Seriousness of the Bidder	Sheppard, Mullin, Richter & Hampton LLP
Apr 26 2013	Federal Court Sides With Second District Court of Appeals In Privity Split	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 26 2013	Delaware Supreme Court Affirms Preclusive Effect of Non-Delaware Dismissals and Rejects Irrebuttable Presumption That a Derivative Plaintiff Who Fails to Conduct a Section 220 Inspection Is an Inadequate Representative	Sheppard, Mullin, Richter & Hampton LLP
Apr 26 2013	Centers for Medicare and Medicaid Services (CMS) Clarifies Physician Delegation of Tasks in Skilled Nursing Facilities (SNF) and Nursing Facilities (NF)	Dinsmore & Shohl LLP
Apr 26 2013	Financial Industry Regulatory Authority, Inc. (FINRA) Formalizes Position on Pre-Inception Index Performance Data	Morgan, Lewis & Bockius LLP
Apr 26 2013	Bipartisan Group of Legislators Reintroduces Master Limited Partnerships Parity Act	McDermott Will & Emery
Apr 25 2013	United States Supreme Court Decides Question of Corporate Liability Under Alien Tort Statute On Broader Grounds	Sheppard, Mullin, Richter & Hampton LLP
Apr 25 2013	Federal Communications Commission (FCC) Adopts Order Streamlining Its Foreign Ownership Review Policies	Mintz
Apr 25 2013	Update on ICANN’s (Internet Corporation for Assigned Names and Numbers) New Generic Top-Level Domain (gTLD) Program	Morgan, Lewis & Bockius LLP
Apr 24 2013	Detroit Casinos’ March Revenues Slightly Decrease from Same Month Last Year	Dickinson Wright PLLC
Apr 23 2013	Companies in 2013 Are Less Prepared for Major Risks Than They Were in 2011	Risk and Insurance Management Society, Inc. (RIMS)
Apr 22 2013	Private Equity Firms Achieve Only Partial Dismissal of “Buying Club” Antitrust Lawsuit	McDermott Will & Emery
Apr 21 2013	Petitioner Allowed to Submit Supplemental Information After Institution of Covered Business Method Patent Trial and Appeal Board Trial	Schwegman, Lundberg & Woessner, P.A.
Apr 21 2013	Venture Funds: Don’t Fear the LLC	McDermott Will & Emery
Apr 20 2013	Exhibits for SAP v. Versata Patent Trial and Appeal Board Trial	Schwegman, Lundberg & Woessner, P.A.
Apr 20 2013	Department of Justice Narrows "Carve Out" Practice Regarding Corporate Plea Agreements	Katten
Apr 20 2013	Dial-in Info to Hear the First Covered Business Method Patent Trial	Schwegman, Lundberg & Woessner, P.A.
Apr 20 2013	SAP v. Versata: First Covered Business Method Patent Trial and Appeal Board Trial Tests New AIA (America Invents Act) Trial Provisions	Schwegman, Lundberg & Woessner, P.A.
Apr 19 2013	Startup Finance: A Venture Capitalist's Thoughts on Wash-Out Rounds	Michael Best & Friedrich LLP
Apr 19 2013	New Package Of Laws Makes Important Changes To New Jersey’s Corporate Statutes	Giordano, Halleran & Ciesla, P.C.
Apr 19 2013	The UK Patent Box – Clawing Some Money Back from the Taxman	Mintz
Apr 19 2013	One Step Closer to Boardroom Equality in the UK?	Morgan, Lewis & Bockius LLP
Apr 18 2013	SEC Issues Guidance on Social Media and Regulation Fair Disclosure (FD)	Morgan, Lewis & Bockius LLP
Apr 18 2013	Senate Immigration Bill To Impact Business, Technology and Defense Sectors	Barnes & Thornburg LLP
Apr 18 2013	China’s Merger Control Rules Changing: Ministry of Commerce (MOFCOM) Publishes New Draft Regulations on Remedies and Simple Cases	McDermott Will & Emery

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