Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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May 29 2013	Supremes Confirm Creditors Can Have Those “Little Talks”: U.S. Supreme Courts Decline Review of Eleventh Circuit Case	Bracewell LLP
May 29 2013	Closely Held Tech Company Buyer Values Twitter at $10 Billion	McBrayer, McGinnis, Leslie and Kirkland, PLLC
May 29 2013	Master Limited Partnership (MLP) Private Letter Rulings Issued in 2013 – A Busy Start to the Year!	Bracewell LLP
May 29 2013	Starting a Business: Entity Selection	McBrayer, McGinnis, Leslie and Kirkland, PLLC
May 29 2013	Weighing Going Private or Sale to Carl Icahn, Dell Cuts off Info	McBrayer, McGinnis, Leslie and Kirkland, PLLC
May 28 2013	The LLC's Most Important Document: The Operating Agreement	McBrayer, McGinnis, Leslie and Kirkland, PLLC
May 28 2013	Qualifications of Directors in California	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 27 2013	Legislators Voting YES on Derivatives Deregulation Bill Receive 2.6 Times More Money From Top Banks	MapLight
May 26 2013	Court Holds Non-Parties May Enforce Arbitration Agreement Even Though The General Rule Is That They Can’t	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 25 2013	Six Ways to do Business Overseas While Reducing the Perils of Future Litigation	Sheppard, Mullin, Richter & Hampton LLP
May 25 2013	Georgia District Court Addresses What a Lay Corporate Witness Designee Do to Prepare for a 30(b)(6) Deposition in a Patent and Admonishes Parties to Cooperate in Discovery or Sanctions Will Be Assessed	Womble Bond Dickinson (US) LLP
May 24 2013	Second Circuit Holds that Allegations of Direct Fraudulent Representations Are Necessary for Market Manipulation Claims Under Section 10(b) and Rule 10b-5	Sheppard, Mullin, Richter & Hampton LLP
May 24 2013	Building an International Business Region	Dickinson Wright PLLC
May 24 2013	Two Very Good Reasons To Visit The California Department of Corporations' Website	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 24 2013	The French Legal Framework Relating to Profit-Sharing Premiums	McDermott Will & Emery
May 24 2013	U.S. Supreme Court Unanimously Upholds Creditability of UK Windfall Tax	McDermott Will & Emery
May 23 2013	Missouri Law Expands to Include Sponsored Captive Insurance Companies	Armstrong Teasdale
May 23 2013	IRS Issues Final Regulations on Deemed Asset Sale Elections Under Treasury Code Section 336(e)	Greenberg Traurig, LLP
May 22 2013	N.Y. Administrative Law Judge (ALJ) Holds Taxpayer’s Motives for Acquiring Stock and How Stock Is Used Irrelevant in Determining Investment Capital	McDermott Will & Emery
May 22 2013	Sealing A Contract May Mean Nothing Or 20 Years!	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 22 2013	The Consumer Financial Protection Bureau, Recent Updates: April 4, 2013 - May 3, 2013	Greenberg Traurig, LLP
May 21 2013	Product Developments Re: Legal Services	Womble Bond Dickinson (US) LLP
May 21 2013	Pay to Play: An Investor Issue Entrepreneurs Should Care About	Michael Best & Friedrich LLP
May 21 2013	Five Chief Marketing Officers (CMOs), Five Minutes Each, Five Thoughts on Social Media	Womble Bond Dickinson (US) LLP
May 20 2013	New Jersey’s Proposed Market-Based Sourcing Reg — Invalid Lawmaking	McDermott Will & Emery
May 20 2013	Bitcoin And The Corporations Code	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 20 2013	Be Our Guest, Maybe	Greenberg Traurig, LLP
May 19 2013	Contracts: If You’re Relying On The Signature Of Two Officers, You May Want To Think Again	Allen Matkins Leck Gamble Mallory & Natsis LLP

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