Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Oct 30 2013	Republicans Press Federal Trade Commission (FTC) to Establish a Clear Standard for Section 5 of FTC Act	McDermott Will & Emery
Oct 30 2013	North American Securities Administrators Association (NASAA) Supports Regulatory Relief For M&A Brokers	Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct 30 2013	Unpaid Internships – Opportunity or Liability?	Faegre Drinker
Oct 29 2013	Federal Court Affirms Broad, Largely Unreviewable Presidential Powers to Force Divestment of Foreign Investments in U.S. Businesses	Hunton Andrews Kurth
Oct 29 2013	PricewaterhouseCoopers LLP and the National Venture Capital Association Declare: There’s Credible Reason to be Optimistic About the Future of Innovation and the Vibrancy of the Software Startup Ecosystem	Schwegman, Lundberg & Woessner, P.A.
Oct 29 2013	Fantastic Voyage: The Launch of First 9 New Generic Top-level Domain Name Spaces (gTLDs)	Bracewell LLP
Oct 29 2013	Equal Employment Opportunity Commission (EEOC) Settlement Reminds Employers of Responsibility to Protect Employees from Harassment by Third Parties	Poyner Spruill LLP
Oct 29 2013	The California Corporations Code – Where The Dead Live On	Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct 28 2013	Securities and Exchange Commission (SEC) Awards $14 Million to Whistleblower	Sheppard, Mullin, Richter & Hampton LLP
Oct 28 2013	Office of Inspector General (OIG) Comes Down Hard on Physician-Owned Distributorship Arrangements	Morgan, Lewis & Bockius LLP
Oct 28 2013	Major Medical Device Manufacturer Agrees to Pay $13.2 Million to Settle Foreign Corrupt Practices Act’s (FCPA) Charges	Barnes & Thornburg LLP
Oct 28 2013	China’s Ministry of Commerce (MOFCOM) Launches Electronic Merger Filing System	McDermott Will & Emery
Oct 28 2013	Government Procurement: September and October 2013 Federal Register Update	Sheppard, Mullin, Richter & Hampton LLP
Oct 28 2013	Varying Maternity Leave Policies Within the Same Company	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Oct 28 2013	Pros and Cons of Using Employee Stock Ownership Plans (ESOPs) [AUDIO]	Odin, Feldman & Pittleman, P.C.
Oct 28 2013	U.S. Food and Drug Administration (FDA) to Regulate Brewers and Distillers That Sell Waste Grain for Animal Feed	McDermott Will & Emery
Oct 28 2013	Continuing on the Road to Recovery Re: September Job Market Report	U.S. Department of Labor
Oct 27 2013	All UK Stores Want For Christmas is to Manage Retail Risk [INFOGRAPHIC]	Risk and Insurance Management Society, Inc. (RIMS)
Oct 27 2013	Dollar General Stores to Pay $47,500 to Settle Equal Employment Opportunity Commission (EEOC) Disability Discrimination Lawsuit	U.S. Equal Employment Opportunity Commission
Oct 26 2013	The Telephone Consumer Protection Act's Affect on Consumer Rights [AUDIO]	Greenberg Traurig, LLP
Oct 25 2013	What is an Irrevocable Life Insurance Trust?	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Oct 25 2013	State Court Decides Demurrer To Derivative Suit – What About California Law?	Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct 25 2013	Immigration Update: Governor Walker Wants Mexican Consular Office in Wisconsin	Godfrey & Kahn S.C.
Oct 25 2013	SEC Proposes New Rules for Crowdfunding Exemption	Katten
Oct 25 2013	Implications of the Elimination of the Restriction on General Solicitation for Cross-Border Equity Offerings Under Rule 144A by Foreign Private Issuers	Greenberg Traurig, LLP
Oct 25 2013	Allocating Purchase Price in a Business Acquisition [AUDIO]	Odin, Feldman & Pittleman, P.C.
Oct 25 2013	Second Circuit Applies Morrison to Criminal Prosecution Under Section 10(b) and Rule 10b-5	Sheppard, Mullin, Richter & Hampton LLP
Oct 25 2013	Support for Airlines Merger Grows	McDermott Will & Emery

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