Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Mar 24 2014	Ten Considerations in Drafting Executive Employment Agreements	Faegre Drinker
Mar 24 2014	Despite Often Presumed Limitations Policyholders May Have General Liability Coverage for Supply Chain-Related Breaches of Contract and Damages that Result in Recall	Gilbert LLP
Mar 24 2014	Working Together Toward Employee Health: Federal Agencies Issue Final Regulations on Wellness Programs Under the Affordable Care Act (ACA)	Much Shelist, P.C.
Mar 24 2014	Giving Notice of “Unqualified” Leave Insufficient to Trigger Family and Medical Leave Act (FMLA) Protections	Jackson Lewis P.C.
Mar 24 2014	What Exactly Was The California Legislature Trying To Say?	Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar 24 2014	More Workers Eligible for Overtime in the Future	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Mar 24 2014	Federal Trade Commission (FTC) and Equal Employment Opportunity Commission (EEOC) Issue Joint Guidance on Background Checks	Michael Best & Friedrich LLP
Mar 24 2014	District of Columbia Strengthens Employee Sick and Safe Leave Protections	Jackson Lewis P.C.
Mar 24 2014	Proper Definition Of The Relevant Property Leads to a $7 Million Award In a Takings Case Arising From Denial of A Wetlands Fill Permit	Greenberg Traurig, LLP
Mar 22 2014	EEOC Sues LaFontaine Buick For Racial Harassment	U.S. Equal Employment Opportunity Commission
Mar 22 2014	Second Circuit Upholds SEC’s Authority to Obtain Disgorgement from Non-Trading Insider Profits Earned by Portfolio Fund from Insider Trading	Sheppard, Mullin, Richter & Hampton LLP
Mar 22 2014	How to Choose the Right Social Media Networks for Your Law Practice	The Rainmaker Institute
Mar 22 2014	UK Government Publishes Employment Tribunal Statistics	Morgan, Lewis & Bockius LLP
Mar 21 2014	Hot Topics to Follow During ICANN 49 in Singapore - Internet Corporation for Assigned Names and Numbers	Katten
Mar 21 2014	Delaware Court of Chancery Grants Summary Judgment Dismissing Breach of Fiduciary Duty Claims In Absence of Evidence of Directors’ “Conscious Disregard” of Fiduciary Duties	Sheppard, Mullin, Richter & Hampton LLP
Mar 21 2014	Medical Device Update: FDA (Food and Drug Administration) Releases Final Pre-Submission Guidance	Morgan, Lewis & Bockius LLP
Mar 21 2014	Amendments to Uniform Branch Office Registration Form	Katten
Mar 21 2014	EEOC Sues Wal-Mart Stores East for Disability Discrimination - Equal Opportunity Employment Commission	U.S. Equal Employment Opportunity Commission
Mar 21 2014	Fourth Circuit Holds Minority-Owned Corporation Can Bring Race Discrimination Suit	Katten
Mar 21 2014	New Jersey Considering Ban on Employment Bias against Unemployment Status	Jackson Lewis P.C.
Mar 21 2014	Second Circuit Vacates Conviction After Counsel Misstated Deportation Consequences	Katten
Mar 21 2014	Update on Economic Sanctions Triggered in Reaction to the Crisis in Ukraine	Morgan, Lewis & Bockius LLP
Mar 21 2014	Has Your Trust Lost Touch With Illinois? If So, It May Not Be Subject to Illinois Income Tax	Much Shelist, P.C.
Mar 21 2014	EEOC Turns its Focus to the Impact of Social Media in Employment Litigation - Equal Employment Opportunity Commission	Barnes & Thornburg LLP
Mar 21 2014	SEC (Securities and Exchange Commission) Approves New FINRA (Financial Industry Regulatory Authority) Supervision Rules	Katten
Mar 21 2014	FERC Proposes Reforms to Improve Gas-Electric Coordination - Federal Energy Regulatory Commission	Morgan, Lewis & Bockius LLP
Mar 21 2014	CFTC Requests Comment on Swap Data Reporting Rules - Commodity Futures Trading Commission	Katten
Mar 21 2014	Who’s in Charge – Is the Board Responsible to Monitor Its Financial Advisor or Vice Versa?	McDermott Will & Emery

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