Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Apr 3 2014	Blowing The Whistle On Securities Fraud	Tycko & Zavareei LLP
Apr 3 2014	United States to Participate in New World Trade Organization Trade Negotiation to Lower Tariffs on Green Goods	McDermott Will & Emery
Apr 3 2014	Missouri Supreme Court Sidesteps Whether Customer List is a Trade Secret	Armstrong Teasdale
Apr 3 2014	Tech Company Shares Tech, Makes Self-Disclosure, Pays Penalty	Sheppard, Mullin, Richter & Hampton LLP
Apr 3 2014	Bargain Shoppers Beware: Considerations in Buying a Distressed Business	von Briesen & Roper, s.c.
Apr 3 2014	Major League Baseball (MLB) All-Star Weekend Volunteers Not Employees Under Fair Labor Standards Act (FLSA)	Jackson Lewis P.C.
Apr 3 2014	Securities and Exchange Commission (SEC) Enforcement Staff’s Investigations of Financially Stressed Municipal Issuers	Mintz
Apr 3 2014	SEC v. Jacobs May Signal Limit to Duty of Trust or Confidence Required to Prove Insider Trading Based on Misappropriation Theory - Securities and Exchange Commission	Faegre Drinker
Apr 3 2014	Inside the New York Budget Bill – Corporate Tax Reform Enacted	McDermott Will & Emery
Apr 3 2014	Significant Changes to UK Competition Regime Now Effective	McDermott Will & Emery
Apr 2 2014	Non-Direct Competitors May Sue Under the Lanham Act, Doctrine of Prudential Standing Eliminated	McDermott Will & Emery
Apr 2 2014	Supreme Court Opens New Political Contribution Opportunities for Big Donors	Womble Bond Dickinson (US) LLP
Apr 2 2014	Evidence in Support of Petition for Venue Transfer Must Be Sufficiently Specific	McDermott Will & Emery
Apr 2 2014	Will Positive Medical Marijuana Test Result In Denial Of Unemployment Benefits in Michigan?	Jackson Lewis P.C.
Apr 2 2014	Denial of Unemployment Compensation in the Face of Misrepresentations	Armstrong Teasdale
Apr 2 2014	Provisions of Interest to Labs in the Protecting Access to Medicare Act of 2014	Mintz
Apr 2 2014	Wisconsin State Senate Approves Apology Bill - Statements of Apology in a Healthcare Setting	von Briesen & Roper, s.c.
Apr 2 2014	New York Significantly Changes its Estate Tax – No Decrease in Estate Tax for the Wealthy	Proskauer Rose LLP
Apr 2 2014	Supreme Court Granted Cert In Teva V. Sandoz (“April Fool” Lightning Ballast!) Re: Patent Litigation
Apr 2 2014	OSHA (Occupational Safety and Health Administration) Issues Substantial Award To SOX (Sarbanes Oxley Act) Whistleblower Claiming “Blacklisting”	Proskauer Rose LLP
Apr 2 2014	Six Ways to Get Your Message Across Effectively	Great Legal Marketing, Inc.
Apr 2 2014	President Obama's 2015 Budget Proposals for Estate & Gift Tax	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Apr 2 2014	Pennsylvania District Court Finds That System Is Not An ATDS (Automatic Telephone Dialing System) Unless It Can Generate (As Opposed To Merely Dial) Numbers On A Random or Sequential Basis	Faegre Drinker
Apr 2 2014	PTO Litigation Center Report – April 2, 2014	Sterne, Kessler, Goldstein & Fox P.L.L.C.
Apr 2 2014	OSHA & MSHA Budget Proposals for Fiscal Year 2015 - Occupational Safety and Health Administration, Mine Safety and Health Administration	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Apr 2 2014	Divisional Practice in the BRICs and other Countries – Part 9 of a 9-Part Series: A Comprehensive Summary	Michael Best & Friedrich LLP
Apr 2 2014	Foreign LLCs Take Note: This California Legislative Oversight May Affect You Too	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 2 2014	Supreme Court Declines to Settle False Claims Circuit Split	Mintz

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