Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Apr 24 2014	Padgett Business Services Goes After Former Franchisee for Trademark Infringement	Womble Bond Dickinson (US) LLP
Apr 24 2014	Policy Restricting Employees from Discussing Wage Info with Outsiders Ruled Unlawful	Jackson Lewis P.C.
Apr 24 2014	Second Equal Employment Opportunity Commission (EEOC) Right-To-Sue Letter on Same Disability Discrimination Charge Cannot Save Late-Filed Americans with Disabilities Act (ADA) Claim; First Circuit Rejects Equitable Tolling Argument	Mintz
Apr 24 2014	Is It Necessary To Check With The Shareholders Before Hocking The Corporate Crown Jewels?	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 24 2014	Federal Appeals Court Rules for Equal Employment Opportunity Commission (EEOC) in its Disability Discrimination Case Against Ford Motor	U.S. Equal Employment Opportunity Commission
Apr 24 2014	HEARTBLEED: A Lawyer’s Perspective on the Biggest Programming Error in History	Jackson Lewis P.C.
Apr 23 2014	The Copaxone Story in the U.S. and India: To Stay or Not to Stay is the Question	Michael Best & Friedrich LLP
Apr 23 2014	Technological Advances Make Telecommuting a More Reasonable Accommodation Re: Equal Employment Opportunity Commission v. Ford Motor Company	Barnes & Thornburg LLP
Apr 23 2014	Relator’s Counsel and News Media Combing Recently Released Medicare Billing Data	Barnes & Thornburg LLP
Apr 23 2014	Recent Charges Against China-Based Companies Demonstrate Securities and Exchange Commission's (SEC) Efforts to Bring More Financial Fraud Cases	Faegre Drinker
Apr 23 2014	Antitrust Hospital Merger Policy Gets a Judicial Boost — Sixth Circuit Upholds Federal Trade Commission (FTC) Decision Challenging Hospital Merger	Mintz
Apr 23 2014	SEC (Securities and Exchange Commission) Argues for Broad Construction of Dodd-Frank Act Whistleblower Anti-Retaliation Provision	Jackson Lewis P.C.
Apr 23 2014	New Jersey’s Whistleblower Law Is Not An End Run Around Labor Law Preemption	Faegre Drinker
Apr 23 2014	Website with Link to Third-Party Distributor Sufficient to Create Personal Jurisdiction	Varnum LLP
Apr 23 2014	For Business: World Bank’s Anti-Corruption Ethics and Compliance Resource	Jackson Lewis P.C.
Apr 23 2014	Department of Business Oversight (DBO) Issues Guidance Regarding Virtual Currencies And Asks For Comments On Proposed Money Transmission Rules	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 23 2014	Suitability and Anti Money Laundering (AML) Concerns for Broker/Dealers Engaged in the Offering and Sale of EB-5 Investments	Greenberg Traurig, LLP
Apr 23 2014	Stolen Laptops = HIPAA Settlements Totaling Nearly Two Million Dollars - Health Insurance Portability and Accountability Act	Jackson Lewis P.C.
Apr 22 2014	Credit Unions Get Unrelated Business Income Tax (UBIT) Relief from the IRS (Internal Revenue Service)	Michael Best & Friedrich LLP
Apr 22 2014	Insight Bank Allows Itself to be Acquired Due to Slow Economy	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Apr 22 2014	Philadelphia Pregnancy Accommodation Law: Notice Requirement Begins on April 20, 2014	Faegre Drinker
Apr 22 2014	Vermont Goes GMO (Genetically Modified Organisms) Alone	Mintz
Apr 22 2014	Here Comes Canada: Corruption Prosecutions Likely to Increase Under the Amended CFPOA (Corruption of Foreign Public Officials Act)	Barnes & Thornburg LLP
Apr 22 2014	The SEC (Securities and Exchange Commission) Municipalities Continuing Disclosure Cooperation Initiative: Carrot for Issuers & Underwriters, Stick for Individuals	Faegre Drinker
Apr 22 2014	FASB (Financial Accounting Standards Board) Revised Guidance Will Decrease Discontinued Operations Treatment	Morgan, Lewis & Bockius LLP
Apr 22 2014	Lessons for Suppliers from GM’s Belated Ignition Switch Recall - General Motors	Dickinson Wright PLLC
Apr 22 2014	PTO Litigation Center Report – April 22, 2014	Sterne, Kessler, Goldstein & Fox P.L.L.C.
Apr 22 2014	Health Care Law Update - April 22, 2014	Mintz

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