Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Apr 28 2014	The Consumer Financial Protection Bureau (CFPB), Recent Developments: April 14, 2014 - April 18, 2014	Greenberg Traurig, LLP
Apr 28 2014	Change Attempts to Curtail Use of Advanced Imaging	McDermott Will & Emery
Apr 28 2014	Proposed California Legislation Would Limit and Possibly Punish Non-Disparagement Clauses in Online Consumer Contracts	Sheppard, Mullin, Richter & Hampton LLP
Apr 28 2014	Federal Appeals Court Holds Securities and Exchange Commission (SEC) Conflict Minerals Rules Violate Free Speech	Greenberg Traurig, LLP
Apr 28 2014	The Shadow of the Billion-Dollar Copyright Award	Vedder Price
Apr 28 2014	The Affordable Care Act—Countdown to Compliance for Employers, Week 35: ACA, Mental Health Parity, and (the Hazards of the) Final (Mental Health Parity and Addiction Equity Act) MHPAEA Regulations	Mintz
Apr 28 2014	FTC (Federal Trade Commission) Offers Guidance on Social Media Contests	Sheppard, Mullin, Richter & Hampton LLP
Apr 28 2014	PTO Litigation Center Report – April 28, 2014	Sterne, Kessler, Goldstein & Fox P.L.L.C.
Apr 28 2014	Governor of Massachusetts Proposes the Elimination of Non-Competition Agreements in Massachusetts	Greenberg Traurig, LLP
Apr 28 2014	Privacy Monday – April 28, 2014	Mintz
Apr 28 2014	CalPERS Declares Wall Street Journal Wrong	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 28 2014	Securities and Exchange Commission (SEC) Issues Guidance on Use of Social Media	Morgan, Lewis & Bockius LLP
Apr 27 2014	Proposed Amendments to Delaware General Corporation Law and Courts and Judicial Procedure Law	Katten
Apr 27 2014	Securities and Exchange Commission (SEC) Division of Corporation Finance Issues New Compliance and Disclosure Interpretations (C&DIs) Relating to Social Media Use	Katten
Apr 25 2014	Financial Industry Regulatory Authority (FINRA) Proposes Rule Establishing Fee Schedule for Access to Alternative Trading System (ATS) Volume Data	Katten
Apr 25 2014	Change in the Wind: 2014 EU-Africa Summit	Covington & Burling LLP
Apr 25 2014	SEC (Securities and Exchange Commission) Proposes Recordkeeping and Reporting Rules for Security-based Swaps	Katten
Apr 25 2014	CFTC (Commodities Futures Trading Commission) Issues No-action Letter Regarding the Resubmission of Rejected Trades	Katten
Apr 25 2014	And the Tie Goes to … Due Process re: Creditor Claims	Mintz
Apr 25 2014	CME Group Inc. Launches Exchange Action Database re: Futures and Options Exchanges	Katten
Apr 25 2014	Severance Payments Do Not Escape FICA (Federal Insurance Contributions Act)	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Apr 25 2014	Eleventh Circuit Holds that Dodd-Frank Amendments to the Commodity Exchange Act Expand Enforcement Authority of CFTC (Commodities Future Trading Commission)	Katten
Apr 25 2014	Your Shipping Containers Could Get A Lot More Expensive	Faegre Drinker
Apr 25 2014	Distress in the Defense Industry: Opportunities and Obstacles	Bracewell LLP
Apr 24 2014	Court Rejects Plaintiff’s Attempt to Prevent Plan from Recouping $250,000 Overpayment	Proskauer Rose LLP
Apr 24 2014	LSTA (Loan Syndication and Trading Association) Publishes Revised Documents Effective April 24, 2014	Katten
Apr 24 2014	Lenders - Don't Forget Your Endorsements!	Lowndes, Drosdick, Doster, Kantor & Reed, P.A.
Apr 24 2014	Securities and Exchange Commission (SEC) to Examine Registered Broker-Dealers’ and Investment Advisers’ Procedures for Countering Cybersecurity Threats	Faegre Drinker

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