Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Apr 30 2014	California Court Upholds Employer’s Classification of Registered Dietitians as Exempt ”Professionals”	Jackson Lewis P.C.
Apr 30 2014	Supreme Court Lowers Threshold for Grant of Attorneys’ Fees in Patent Cases	Barnes & Thornburg LLP
Apr 30 2014	Supreme Court Relaxes Standard for Shifting Fees in “Exceptional Cases” and Increases Deference to District Court Decisions Awarding or Denying Fees	Michael Best & Friedrich LLP
Apr 30 2014	Blowing The Whistle On Tax Fraud	Tycko & Zavareei LLP
Apr 30 2014	SEC (Securities and Exchange Commission) Issues Cybersecurity Risk Alert	Vedder Price
Apr 30 2014	Corporate Board Oversight: Risk or Responsibility?	Much Shelist, P.C.
Apr 30 2014	Data Breaches on the Rise in 2014	Covington & Burling LLP
Apr 30 2014	Refusal to Sign Non-Compete Warrants Unemployment Benefits, Says Missouri Court	Jackson Lewis P.C.
Apr 30 2014	Select Management Seeks Redress From Title Credit Over Use Of "Loan Max" Mark	Womble Bond Dickinson (US) LLP
Apr 30 2014	Fee-base Foreign Finders and SEC/FINRA (Securities Exchange Commission, Financial Industry Regulation Association) Registration Requirements	Greenberg Traurig, LLP
Apr 30 2014	Joint Employers Not Jointly Liable Under FMLA (Family Medical Leave Act)	von Briesen & Roper, s.c.
Apr 30 2014	Massachusetts Superior Court Holds that a Lateral Transfer Can Constitute an Adverse Employment Actions Under M.G.L. 151B; Affirms Jury Award of $750,000 in Emotional Distress and Punitive Damages	Mintz
Apr 30 2014	Office of Federal Contract Compliance Programs (OFCCP) Listens to Stakeholder Initial Thoughts On Pay Data Collection Tool	Jackson Lewis P.C.
Apr 30 2014	Belgian Court Declares Louboutin Trademark Invalid in Three European Countries	Covington & Burling LLP
Apr 30 2014	California Commissioner of Business Oversight Signals Intent To Expand Authority Over Federal Bank Subsidiaries	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 30 2014	The Effect of On-line Shopping on Retail Leases and Percentage Rent	Sherin and Lodgen LLP
Apr 30 2014	Important Changes that LLC Members Should be Concerned About Regarding New LLC Law in New Jersey	Giordano, Halleran & Ciesla, P.C.
Apr 29 2014	Federal Courts Continue to Apply Presumption of Prudence While Awaiting the US Supreme Court’s Views	Proskauer Rose LLP
Apr 29 2014	North Carolina Takes a Big Leap: “Opportunity to Misappropriate” Trade Secrets Enough for a Preliminary Injunction (PI)	Womble Bond Dickinson (US) LLP
Apr 29 2014	Miami Projected to Become Technology Hub	Bilzin Sumberg
Apr 29 2014	Controlled Exits Using ESOP's (Employee Stock Ownership Plan) [AUDIO]	Odin, Feldman & Pittleman, P.C.
Apr 29 2014	Chile Embraces the Corporate Rescue Culture of U.S. Chapter 11 Reorganizations and Facilitates Cross-Border Cases by Revising its Insolvency Law	Barnes & Thornburg LLP
Apr 29 2014	Best Practices for State Engagement of Private Unclaimed Property Auditors	McDermott Will & Emery
Apr 29 2014	European Data Protection Regulators Clarify the Scope of the Balancing Test Required for Reliance on the "Legitimate Interests" Ground for Data Processing	Covington & Burling LLP
Apr 29 2014	Charter and Comcast Reach Deal Over Time Warner Acquisition	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Apr 29 2014	Bill Aims To Vary Corporation Tax Rate Based On Pay Ratio	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 29 2014	Innovation Health: A Joint Venture Approach to Payer-Provider Integration in Virginia	Sheppard, Mullin, Richter & Hampton LLP
Apr 28 2014	Continuity of Enterprise is Enough for Successor Parties to be Liable	Sheppard, Mullin, Richter & Hampton LLP

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