Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
May 15 2014	China to Relax Governmental Approvals for Outbound Investment	Sheppard, Mullin, Richter & Hampton LLP
May 15 2014	Sixth Circuit Appeals Court Upholds $6.1 Million Fraud Judgment Against Blue Cross Blue Shield of Michigan	Varnum LLP
May 15 2014	4th Circuit: SOX Whistleblower Failed To Establish A Prima Facie Case Regarding Causation - Sarbanes Oxley Act	Proskauer Rose LLP
May 15 2014	China Securities Regulatory Commission (CSRC) Issued New Drafts of Administrative Measures on Acquisition of Unlisted Public Companies for Public Comment	Sheppard, Mullin, Richter & Hampton LLP
May 14 2014	When are Public Companies Required to Disclose that They Have Experienced a Material Data Security Breach?	Covington & Burling LLP
May 14 2014	Why Urge Pay For Performance And Then Ignore Performance?	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 13 2014	A Cautionary Tale for Private Equity Funds Investing in the European Union	Faegre Drinker
May 13 2014	Alenia Decision May Benefit D.C. Corporate Taxpayers	McDermott Will & Emery
May 13 2014	Securities and Exchange Commission (SEC) Enters Into First Non-Prosecution Agreement (NPA) With An Individual	Faegre Drinker
May 13 2014	Securities Exchange Commission (SEC) Staff Guidance: Companies Must File Conflict Minerals Disclosure With Modifications	Faegre Drinker
May 13 2014	Recent No-Action Letter is a Relief for M&A (Mergers and Acquisition) Brokers	Faegre Drinker
May 13 2014	Ohio Federal Court Nixes Stigma Claims from “Cancer Cluster” Suit	Beveridge & Diamond PC
May 13 2014	Start-Up Accelerators: What You Need to Know	Mintz
May 13 2014	CalPERS Proposes To Amend Global Principles	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 13 2014	Amend Corporate Apportionment - a Step in the Right Direction?	Womble Bond Dickinson (US) LLP
May 13 2014	Cloud Concerns for Employers: Part 1	McBrayer, McGinnis, Leslie and Kirkland, PLLC
May 12 2014	Protecting Yourself Against Data Breach: Don't Be a Target	Bracewell LLP
May 12 2014	A Shot In A Mug Of Beer May Not Be The Answer To This Exclusive Forum Bylaw Case	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 12 2014	Delaware Court of Chancery Underscores Heightened Pleading Standard Necessary to Support a Claim for Breach of Fiduciary Duty In Connection With a Merger	Sheppard, Mullin, Richter & Hampton LLP
May 12 2014	Security and Exchange Commission's (SEC) “Neither Admit nor Deny” Settlements Continue to Draw Controversy	Faegre Drinker
May 11 2014	Rules for Whistleblower Investigations Under the Consumer Financial Protection Act of 2010 Establish Procedural Road Map for Employers	Jackson Lewis P.C.
May 10 2014	General Overview of Mexico's New Federal Competition Law	Greenberg Traurig, LLP
May 10 2014	Second Circuit Applies Morrison v. National Australia Bank to Allow Certain Extraterritorial Application of RICO	Sheppard, Mullin, Richter & Hampton LLP
May 10 2014	SEC Charges Five Co-Conspirators in Reverse Merger Scheme	Katten
May 10 2014	Securities and Exchange Commission (SEC) Reopens Comment Period on Proposed Target Date Retirement Fund Marketing Rules	Vedder Price
May 10 2014	Francophone Africa: Changes to OHADA (Organisation for Harmonisation of Business Law in Africa) Rules on Operating through Branches	Morgan, Lewis & Bockius LLP
May 10 2014	Massachusetts Courts Tie the Very Existence of 'Trade Secrets' to Your Business Practices	Greenberg Traurig, LLP
May 9 2014	Securities and Exchange Commission (SEC) Charges Investment Adviser for Undisclosed Revenue Sharing Agreements	Vedder Price

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