Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
May 21 2014	Google, Inc. v. Unwired Planet: Denying Request for Rehearing of Decision on Institution CBM2014-00005	Faegre Drinker
May 21 2014	Africa’s Coming Infrastructure Boom	Covington & Burling LLP
May 21 2014	Commodities Futures Trading Commission (CFTC) Issues First Whistleblower Program Award	Proskauer Rose LLP
May 20 2014	An End to the Madness? Delaware Bill Introduced to End Contingent Fee Unclaimed Property Audits	McDermott Will & Emery
May 20 2014	What Does PPACA Stand For? Punitive Penalties Are Clearly Authorized	Proskauer Rose LLP
May 20 2014	How Are Your Physicians Compensated? Stark Law + False Claims Act = Halifax Paying $85 Million	Sheppard, Mullin, Richter & Hampton LLP
May 20 2014	Sixth Circuit: ERISA’s Whistleblower Provision Doesn’t Protect Giving Information	Proskauer Rose LLP
May 20 2014	Does A Consumer’s Exercise of a Rescission Right Mean that the Loan Is Automatically Rescinded?	Sheppard, Mullin, Richter & Hampton LLP
May 20 2014	District Court of Southern Florida to SEC: Seven-Year Investigation a Bit (Too) Long for My Jurisdiction – Enforcement Action Against Alleged Ponzi Schemers Dismissed	Neal, Gerber & Eisenberg LLP
May 20 2014	Consumer Futures Trading Commission (CFTC) Announces First Whistleblower Award	Faegre Drinker
May 20 2014	Whose Role is it Anyway? Unanswered Questions About Social, Political, or Environmental Corporate Disclosures	Mintz
May 20 2014	Florida District Court Bolsters the Five-Year Statute of Limitations Defense to SEC Civil Enforcement Actions	Barnes & Thornburg LLP
May 20 2014	New York Court of Appeals Expands Potential For State Whistleblower Claims	Proskauer Rose LLP
May 20 2014	California Limited Liability Companies (LLCs): This Volte-Face Might Prove Problematical For LLCs	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 20 2014	All Eyes on Hospice Care	McBrayer, McGinnis, Leslie and Kirkland, PLLC
May 19 2014	Global Immigration Series - Doing Business in Mexico: A Second Look at Visas, or Lack Thereof	Greenberg Traurig, LLP
May 19 2014	Privacy Monday – May 19, 2014 – Lessons Learned from Facebook	Mintz
May 19 2014	Some Things That The California Corporations Code Doesn’t Tell You About Annual Meetings	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 17 2014	Fourth Circuit Declines to Extend Janus to Criminal Cases Re: Securities Fraud	Katten
May 16 2014	Survival of Reps and Warranties: Avoiding Unpleasant Surprises for Buyers	Mintz
May 16 2014	Financial Industry Regulatory Authority (FINRA) Proposes Changes to FINRA Rules 7410 and 2121	Katten
May 16 2014	Commodity Futures Trading Commission (CFTC) Staff Announces Streamlined No-Action Relief Process for Certain CPOs (Commodity Pool Operators)	Katten
May 16 2014	Delaware Supreme Court Upholds Fee-Shifting Bylaw	Katten
May 16 2014	'Til Death Do Them Part: Creditor Rights	McBrayer, McGinnis, Leslie and Kirkland, PLLC
May 16 2014	Updated: No Stay of SEC’s Conflict Minerals Rules - Securities and Exchange Commission	Morgan, Lewis & Bockius LLP
May 16 2014	United States Patent Trademark Office (USPTO) Subject Matter Eligibility Guidance – 9th May Forum – Outcome and Opportunities
May 16 2014	Corporate Internal Affairs Doctrine May Not Control Alter Ego Liability	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 15 2014	Energy Future Holdings Files for Bankruptcy; Second Lienholders Oppose Deal	Bilzin Sumberg

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