Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Jun 26 2014	Fifth Third Bancorp v. Dudenhoeffer – An Analysis of the U.S. Supreme Court’s Decision	Proskauer Rose LLP
Jun 25 2014	SCOTUS Says No Presumption of Prudence In ERISA Stock Drop Cases - Employee Retirement Income Security Act	Proskauer Rose LLP
Jun 25 2014	Trade Secret Theft: The Need for a Federal Civil Remedy	Covington & Burling LLP
Jun 25 2014	Federal Trade Commission (FTC) and Department of Justice (DOJ) Host Conditional Pricing Programs Workshop	McDermott Will & Emery
Jun 25 2014	U.S. Supreme Court Decision Gives More Latitude to Defeat Securities Fraud Class Action Lawsuits Prior to Class Certification	Sheppard, Mullin, Richter & Hampton LLP
Jun 25 2014	Kentucky’s New Breach Notification Legislation	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jun 25 2014	Californians May Vote This November On Whether To Overturn Citizens United	Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun 24 2014	Data Breach Provisions in Outsourcing Contracts	Morgan, Lewis & Bockius LLP
Jun 24 2014	Telephone Consumer Protection Act (TCPA) Plaintiffs Take Aim at the Sports World	Faegre Drinker
Jun 24 2014	Wyndham Data Breach Ruling Cleared for Potential Appeal to Third Circuit	Covington & Burling LLP
Jun 24 2014	Michigan Supreme Court: No Automatic Use Tax Exemption for Purchases from Michigan Sellers – Andrie v Treasury	Varnum LLP
Jun 24 2014	New York Nonprofit Revitalization Act Rollout Challenges	Proskauer Rose LLP
Jun 24 2014	A Quick Glance: The Two Central Holdings from the U.S. Supreme Court’s Decision in Halliburton	Mintz
Jun 24 2014	Hospital and Health System M&A Series: The Expanding Range of Strategic Alternatives Available in Hospital System Mergers and Acquisitions	McDermott Will & Emery
Jun 24 2014	June 30 Deadline Approaches for Mandatory E-File FBAR (Report of Foreign Bank and Financial Accounts) Reporting	McDermott Will & Emery
Jun 24 2014	Delaware Delays Consideration of Proposed Prohibition on Fee-Shifting Bylaws for Delaware Stock Corporations	Hunton Andrews Kurth
Jun 24 2014	Supreme Court: Presumption of Reliance Survives in Securities Cases, But Defendants Can Dispute Price Impact at Class Certification	Proskauer Rose LLP
Jun 24 2014	Can a Relator Be Held Liable for Using Confidential Company Documents to Support a Qui Tam Case?	Mintz
Jun 24 2014	Not All Internal Investigations Are Created Equal re: Employment Whistleblower Cases	Jackson Lewis P.C.
Jun 24 2014	IRS Issues Revenue Ruling on Applicability of Section 457A to Options and Stock Appreciation Rights	Proskauer Rose LLP
Jun 24 2014	IRS Ruling Allows Tax-Deferred Stock Rights for Fund Managers	McDermott Will & Emery
Jun 24 2014	California Defines LLCs Subject To New Law To Include Foreign LLCs: How Confused Is This?	Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun 23 2014	Government Supports Indefinite Tolling of Civil Fraud Cases Under Wartime Suspension of Limitations Act	Covington & Burling LLP
Jun 23 2014	Halliburton II: Supreme Court Upholds Basic Presumption	Morgan, Lewis & Bockius LLP
Jun 23 2014	The Importance of Planning Joint Venture Exit Strategies	Bilzin Sumberg
Jun 23 2014	NY District Court Confirms “Neither Admit Nor Deny” Settlements Applying Citigroup Factors	Faegre Drinker
Jun 23 2014	What Are the Regulators Thinking? Re: Issues Facing Boards of Directors	Mintz
Jun 23 2014	Shareholder Voting: If Fee-Shifting Bylaws Are Ever Put On Trial, This Case Should Be Exhibit A	Allen Matkins Leck Gamble Mallory & Natsis LLP

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