Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Sep 27 2014	ESOP 101: 4 Tips for Business Owners	U.S. Department of Labor
Sep 26 2014	SEC Obtains Asset Freeze of Turks and Caicos Company Conducting Ponzi Scheme	Katten
Sep 26 2014	Location, Location, Location re: Estate Planning Documents	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Sep 26 2014	Shareholder Activism: An Overview from the Company Perspective	Mintz
Sep 26 2014	House Passes Bill H.R. 5405 “Promoting Job Creation and Reducing Small Business Burdens Act”	Katten
Sep 26 2014	U.S. Supreme Court’s Rejection of Moench Presumption: Fifth Third Bancorp. vs. Dudenhoeffer	Jackson Lewis P.C.
Sep 26 2014	Planning for Successful Mergers and Acquisitions Requires Expert Guidance	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Sep 26 2014	Merck Boosts Life Sciences Industry with Sigma-Aldrich Acquisition	McDermott Will & Emery
Sep 26 2014	India is Open for Business in the Global Community	Covington & Burling LLP
Sep 26 2014	Motorola Solutions Announces Third-Largest Pension De-Risking Transaction	Covington & Burling LLP
Sep 25 2014	SEC Announces Record Whistleblower Award Of Over $30 Million	Jackson Lewis P.C.
Sep 25 2014	The Walmart List: Milk, Eggs, and a Doctor Visit? re: Primary Care Clinics	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Sep 25 2014	Further Changes to Form CPO-PQR and Form CTA-PR - Commodity Pool Operators	Vedder Price
Sep 25 2014	New CME Rule 575 on Disruptive Trading Practices - Chicago Mercantile Exchange, Chicago Board of Trade, New York Mercantile Exchange and Commodity Exchange, Inc.	Vedder Price
Sep 25 2014	Form CPO-PQR Relief for CPOs (Commodity Pool Operators) to Certain Exempt or Excluded Pools	Vedder Price
Sep 25 2014	Is The LLC A Party To Its Own Operating Agreement in California?	Allen Matkins Leck Gamble Mallory & Natsis LLP
Sep 24 2014	CFTC Relief to Use Additional Third-Party Recordkeepers	Vedder Price
Sep 24 2014	Commodity Pool Operator (CPO) Reporting Relief for a Parent Pool and Its Trading Subsidiary	Vedder Price
Sep 24 2014	More Swaps Margin Rules; Manipulation Settlement; HFT Capital Violation; FX Futures Block Thresholds; Eating Evidence - Bridging the Week: September 15 to 19 and 22, 2014 [VIDEO]	Katten
Sep 24 2014	Public Sector Information Market: An Opportunity to Have Your Say	Greenberg Traurig, LLP
Sep 24 2014	CFTC Relief from Provisions of Rules 4.7(b) and 4.13(a)(3) to Harmonize with JOBS Act Amendments to Rule 506(c) and Rule 144A	Vedder Price
Sep 24 2014	Transcorp Hotel’s $48.8M IPO Shows Nigeria Remains Leading Choice for Hotel Industry Investments	Covington & Burling LLP
Sep 24 2014	Data Analytics and Use Restrictions (Part 1): Overview	Morgan, Lewis & Bockius LLP
Sep 24 2014	Emerging Opportunities from the U.S.-Africa Leaders Summit	Covington & Burling LLP
Sep 24 2014	Full Federal Circuit Court of Appeals Finds Customs Civil Penalty Statute Applies to Corporate Employee	Faegre Drinker
Sep 23 2014	Compliance Officers’ Liability When Engaging and Remediating Problems at Investment Management Firms	Sheppard, Mullin, Richter & Hampton LLP
Sep 23 2014	Multistate Tax Commission (MTC) to Hold Transfer Pricing Group Meeting with Third-Party Contract Auditors	McDermott Will & Emery
Sep 23 2014	California Court of Appeal Holds That A Holding Company With No Employees May Be Vicariously Liable For Alleged Wage and Hour Violations of a Subsidiary	Jackson Lewis P.C.

Subscribe to The 10 Latest Financial, Banking, & SEC Articles

Trending News