Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Jan 4 2015	UC Ventures: How One Very Large Public University System is Setting an Example. Or is it?	Greenberg Traurig, LLP
Jan 4 2015	Proposed Rule Would Publicize Contractor Affiliate Relationships	Covington & Burling LLP
Jan 4 2015	FAR Council Proposes New Rules on Inverted Corporations; Congress Voices Support	Covington & Burling LLP
Jan 4 2015	10 Tips for Entrepreneurs Seeking Capital	Greenberg Traurig, LLP
Jan 3 2015	Several Large Insurance Industry Mergers Announced as 2014 Comes to a Close	Dickinson Wright PLLC
Jan 3 2015	Lessons For Corporate Directors From The Wyndham Data Breach Derivative Action	Bracewell LLP
Jan 3 2015	Delaware Supreme Court Reverses Injunction Requiring Thirty Day Go-Shop	Bracewell LLP
Jan 3 2015	A First Look at New York City’s Next Generation of Entrepreneurs	Greenberg Traurig, LLP
Jan 3 2015	Determining How to Structure Your Family Farm Business, P.1	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jan 2 2015	2014 Year in Review—the Top 10 Trends in New Jersey Employment Law	Proskauer Rose LLP
Dec 31 2014	Whole Foods Files Preliminary Proxy Statement Without Shareholder Proxy Access Proposal	Allen Matkins Leck Gamble Mallory & Natsis LLP
Dec 31 2014	How Seriously Do Foreign Governments Treat Their Own Secrecy and Blocking Statutes?	Proskauer Rose LLP
Dec 31 2014	Supreme Court of Arizona Weighs in on the Preemption Provision of the State’s Trade Secrets Act	McDermott Will & Emery
Dec 31 2014	Year-End Wisconsin Registration for Gain Exclusion and Deferral re: Income Tax	Godfrey & Kahn S.C.
Dec 30 2014	SEC Working Papers Suggest Market Benefits from Certain Types of High-Frequency and Low-Latency Trading	Proskauer Rose LLP
Dec 30 2014	FTC Aims To Improve Disclosures Needed in Ads to Avoid Misleading Consumers	Greenberg Traurig, LLP
Dec 30 2014	Delaware Supreme Court Holds That Court of Chancery Can Restrict Forum Where Books and Records Can Be Used	Mintz
Dec 30 2014	Suspension of Corporate Rights and Privileges: California Court Holds Corporation “Coulda, Shoulda” Revived Itself	Allen Matkins Leck Gamble Mallory & Natsis LLP
Dec 29 2014	SEC Proposes Changes to Exchange Act Rules to Implement Title V and Title VI of the JOBS Act	Mintz
Dec 29 2014	The SEC Pay-to-Play Rule Year in Review	Covington & Burling LLP
Dec 29 2014	Corporate Executives Sentenced to Prison for $3.4M Kickback Scheme	Jackson Lewis P.C.
Dec 29 2014	Alstom to Pay Largest FCPA Criminal Penalty in History - Foreign Corrupt Practices Act	Proskauer Rose LLP
Dec 29 2014	This “Appeal” Of Whole Foods’ No-Action Letter Isn’t Very Appealing	Allen Matkins Leck Gamble Mallory & Natsis LLP
Dec 29 2014	FCC’s Retroactive Solicited Fax Opt-Out Waiver Window Closing	Mintz
Dec 28 2014	Risk Management, Board Collaboration Can Bolster Cyber Defense	Risk and Insurance Management Society, Inc. (RIMS)
Dec 27 2014	Work with an Attorney to Maintain Ownership of Business	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Dec 27 2014	U.S. ex rel. Rille v. Pricewaterhousecoopers LLP: Government Takes Unduly Harsh Position On Whistlblowers’ Right To Award In Pending En Banc Appeal	Tycko & Zavareei LLP
Dec 24 2014	FCC Promises Action Against Those Who Fail to Safeguard	Jackson Lewis P.C.

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