Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Jun
25
2013
 Affiliating with a Broker-Dealer Sheppard, Mullin, Richter & Hampton LLP
Aug
17
2018
 Joint Audit Committee Publishes Regulatory Alert Regarding Residual Interest Withdrawals Katten
Apr
20
2020
 Polish Competition Protection Authority Cracks Down on Late Payments Squire Patton Boggs (US) LLP
Jun
5
2024
 Courts Repeatedly Dismiss Cases Where Plaintiffs Are Unable to Plausibly Allege Viable Claims Under the Fair Credit Reporting Act Womble Bond Dickinson (US) LLP
Sep
4
2024
 Health Care Law Today Episode 34: “Let’s Talk Compliance”: Health Care Organizations Take Note: Trends and Pitfalls in the Bond Market Compliance Space [Podcast] Foley & Lardner LLP
Jan
20
2013
 CFTC Issues Exemptive Order to ICE Clear Credit Permitting Commingling and Portfolio Margining of Cleared Credit Default Swaps and Security-Based Swaps Katten
Nov
2
2017
 Recommendations of Distributions - Interesting Angles on the DOL’s Fiduciary Rule #68 Faegre Drinker
Mar
8
2024
 SEC Settlement Highlights Risks for 13G Filers When Moving from Passive to Active Status Proskauer Rose LLP
May
19
2012
 Massachusetts House of Representatives Advances Foreclosure Legislation Mintz
Apr
5
2016
 Connecticut Decision Denying Motion for Summary Judgment Broadly Construes Sarbanes-Oxley Protected Whistleblowing Zuckerman Law
Apr
10
2015
 OCIE Releases 2015 Examination Priorities Vedder Price
Jul
31
2015
 July 2015 Compilation of Enforcement and Non-Enforcement Actions Foley & Lardner LLP
Aug
15
2019
 New York Commercial Division Justices Provide Dueling Approaches to Discovery Stays in State Court Securities Litigation Sheppard, Mullin, Richter & Hampton LLP
Nov
16
2020
 SEC Adopts Amendments to “Accredited Investor” Definition Winstead
Jan
2
2019
 CFPB Releases Seventh Annual Report to Congress on College Credit Card Agreements Ballard Spahr LLP
Dec
12
2024
 Trump Taps David Sacks as AI and Crypto Czar — AI: The Washington Report Mintz
Aug
20
2018
 OCC Bulletin Allows CRA Downgrades For Evidence Of Discriminatory Credit Practices Ballard Spahr LLP
Jun
6
2024
 Lawsuit Challenges Private Fund Adviser Rules Proskauer Rose LLP
Sep
5
2024
 CFTC’s Uniswap Settlement Sparks Debate on DeFi Regulation Katten
Sep
11
2014
 Indian Nations Law Focus–September, 2014 Godfrey & Kahn S.C.
Aug
15
2016
 SEC Approves Adoption of Generic Listing Standards for Actively Managed ETFs Vedder Price
Nov
3
2017
 The SEC’s Pay Ratio Disclosure Rule and Recent Guidance Dinsmore & Shohl LLP
Jan
13
2018
 UK Government Publishes Response to Feedback on Trade White Paper Katten
Mar
11
2024
 Part 4: CFTC Regulation 1.44—Key Definitions Blank Rome LLP
May
26
2012
 Recent SEC Enforcement Actions Signal Shift to More Proactive Approach to Hedge Fund Regulation Vedder Price
Dec
4
2015
 Office of Comptroller of Currency Announces Calendar Year 2016 Fees and Assessments Structure Katten
Apr
7
2016
 How Much Is A Lease Worth? Murtha Cullina
Oct
25
2021
 CFTC Whistleblower Reward Program: What Violations Qualify for an Award? Zuckerman Law
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