Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Dec
7
2019
 SM&CR to Apply to Benchmark Administrators Katten
May
10
2023
 Sync Or Swim: Navigating the Legal Waters of Synchronized Trades in India Nishith Desai Associates
Jan
15
2013
 Beware the Boilerplate: Waiver Provisions Hunton Andrews Kurth
Mar
6
2014
 Division of Investment Management Issues Guidance Regarding Unbundling of Proxy Proposals with Respect to Fund Charter Amendments Vedder Price
Nov
30
2015
 DC Circuit: No False Claims Act Liability for Reasonable, Good Faith Interpretations of Ambiguous Regulations Epstein Becker & Green, P.C.
Aug
5
2016
 Future Marketing Rules for Non-EU Fund Managers in Germany Morgan, Lewis & Bockius LLP
Apr
21
2018
 Second Annual Survey on Trends in Private Credit Markets Proskauer Rose LLP
Aug
5
2019
 A Pocketful of Quarters: SEC Provides Digital Asset Offering Guidance Polsinelli PC
Sep
23
2020
 The SEC Whistleblower Rule Changes Explained Kohn, Kohn & Colapinto
Feb
13
2023
 Social Sector Bulletin: Monthly Update Nishith Desai Associates
May
11
2012
 Sentencing Panel Amends Guidelines for Mortgage Fraud Ifrah Law
Mar
29
2016
 SEC Alleges LLC Names Were “Deceptively Similar”, But What Would California SOS Do? Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
25
2017
 D.C. belatedly releases Bill of Rights for student loan borrowers Ballard Spahr LLP
Jan
9
2018
 Discretionary Management of IRAs: Prohibited Transaction Issues for RIAs- Interesting Angles on the DOL’s Fiduciary Rule #76 Faegre Drinker
Mar
17
2020
 New York Demands Coronavirus Emergency Plan from Crypto Firms by April 9th and Adds Requirements for Boards and CEOs Mintz
Jul
31
2020
 European Securities and Markets Authority ESMA Update Katten
Mar
4
2022
 Court Holds That Trust Was Not Ambiguous and Provided the Trustee Discretion in Making Income Distributions Winstead
Nov
3
2022
 SEC Awards $2.5 Million to Whistleblowers Who Reported Fraudulent Practices Kohn, Kohn & Colapinto
Sep
13
2023
 DFPI Posts Annual B-D/IA Report to the Legislature Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
13
2011
 A Borrower May Not Bring An Action To Determine Whether The Owner Of A Mortgage Note Has Authorized A Nonjudicial Foreclosure Sheppard, Mullin, Richter & Hampton LLP
Dec
5
2016
 Who Pays for MiFID II implementation in UK? Katten
Jul
13
2017
 CFTC Enters Its First Non-Prosecution Agreements ArentFox Schiff LLP
Mar
29
2024
 Debt Purchase Transactions: Beware of the Risks Womble Bond Dickinson (US) LLP
Mar
27
2025
 From Seizures to Strategy: The U.S. Government’s Move Toward a National Crypto Reserve Sheppard, Mullin, Richter & Hampton LLP
Dec
18
2018
 SEC Adopts New Rules Permitting Covered Investment Fund Research Reports Vedder Price
Apr
10
2015
 Bloomberg and Charles Schwab v. Quest Licensing Corporation: Denying Institution CBM2014-00205 Faegre Drinker
Dec
11
2019
 Best Interest Standard of Care for Advisors #20 Faegre Drinker
Jun
28
2024
 Supreme Court Overrules Chevron in Far-Reaching Decision Limiting the Power of Administrative Agencies Womble Bond Dickinson (US) LLP
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