Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Feb
11
2013
 trueEX Requests that Commodity Futures Trading Commission (CFTC) Amend Order of Designation as a Contract Market Katten
Nov
18
2020
 UK Financial Services Regulators Publish Joint Statement Relating to Timing for Implementation of the UK’s Investment Firms Prudential Regime Proskauer Rose LLP
Jan
7
2021
 New Executive Order May Restrict Transactions Involving Chinese Online Payment Apps and Their App Providers Faegre Drinker
Mar
17
2023
 Financial Conduct Authority Updates its Statement on the London Metal Exchange’s Suspension of the Nickel Market Cadwalader, Wickersham & Taft LLP
Sep
15
2014
 Angola’s Sovereign Wealth Fund Is Underway Covington & Burling LLP
Dec
11
2022
 Ex-Wall Street Trader Convicted of Fraud in Precious Metals Spoofing Scheme The U.S. Department of Justice
May
14
2014
 Commingling and Personal Piggy Bank Leads to Summary Judgment on Veil Piercing Claims Sheppard, Mullin, Richter & Hampton LLP
Aug
7
2020
 COVID-19: FCA Statement on Handling Complaints Katten
Sep
15
2022
 SEC Chairman Gensler Re-Affirms Importance of Climate Disclosures in Senate Testimony Mintz
May
6
2024
 The Escalating Threat of Mortgage Fraud Bradley Arant Boult Cummings LLP
Aug
7
2015
 SEC Finalizes the CEO Pay Ratio Rule – Additional Executive Compensation Disclosure for Public Companies Beginning in 2017 Mintz
Apr
13
2017
 New Era of UK Financial Sanctions Regime – Policing and Crime Act 2017 Squire Patton Boggs (US) LLP
Jan
9
2019
 Indictment Alleges Former Credit Suisse Bankers Conspired to Circumvent the Bank’s Internal Controls in $2 Billion International Corruption and Money Laundering Scheme Ballard Spahr LLP
Aug
23
2019
 ESMA and EBA Respond to Letter From European Commission on Cryptoassets Work Katten
Jun
4
2020
 Tax-Exempt Bond Tools for Governments Facing Cash Flow and Revenue Challenges – Part II Greenberg Traurig, LLP
Feb
27
2011
 Trends Developing after First Month of Say-on-Pay Votes Sheppard, Mullin, Richter & Hampton LLP
Jun
10
2022
 SEC Proposes Amendments to Fund Names Rule Vedder Price
Aug
4
2023
 Greenwashing Class Action Litigation: An Emerging Risk for Companies’ Claims of Sustainability Mintz
Nov
8
2024
 Foreign Listed Stock Index Futures and Options Approvals November 2024 Katten
Aug
22
2016
 Bridging the Week: August 15 to 19 and August 22, 2016 -Whistleblowing; President Banned; Bad Reports; CCP Risk; De Minimis [VIDEO] Katten
Dec
19
2016
 Commodity Futures Trading Commission Finalizes Aggregation Rules, Re-Proposes Position Limits Rule Katten
Aug
28
2018
 ESMA’s Final Draft Disclosure Technical Standards
Jul
30
2024
 D&O Insurance for CISOs: A Critical Shield in an Era of Increasing Personal Risk Hunton Andrews Kurth
Feb
12
2013
 Home Mortgage Disclosure Act (“HMDA”)…Are You Ready to Submit? Dickinson Wright PLLC
Apr
14
2016
 Investors Fight Back – Court Battle Could Determine Scope of HSR Act Exemption Proskauer Rose LLP
Aug
2
2017
 OCC Issues Request for Information on the Volcker Rule Covington & Burling LLP
Nov
7
2013
 Fiduciary Advice and 12b-1 Fees Re: Employee Retirement Income Security Act (ERISA) Plans Faegre Drinker
May
3
2018
 Unicorns: The Tale Continues Proskauer Rose LLP
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