The Major Questions Doctrine: A Challenge to the SEC’s Authority

Hosted by Nelson Mullins

Location, or Event type: Nelson Mullins Webinar

The Major Questions Doctrine: A Challenge to the SEC’s Authority

Webinar, Hosted By Nelson Mullins


Tuesday, November 5, 2024 - 2:00 PM - Tuesday, November 5, 2024 - 3:00 PM


As part of the FinTech University series, join us for an in-depth webinar exploring the evolving role of the Major Questions Doctrine (MQD) and its potential impact on the authority of the U.S. Securities and Exchange Commission (SEC). With recent legal decisions emphasizing limits on regulatory overreach, the MQD has emerged as a powerful judicial tool, requiring Congress to speak clearly when authorizing agencies to regulate matters of vast economic or political significance.

This webinar will examine the legal origins and evolution of the MQD, key Supreme Court rulings and their implications for federal regulatory agencies, how the MQD challenges the SEC’s ability to enforce broad and complex regulations, potential implications for ongoing and future SEC rulemaking and enforcement actions, and the broader impacts on financial regulation, market stability, and corporate compliance.

Levin leads the firm's FinTech and Regulatory practice group. He advises clients on corporate, FinTech, securities, and regulatory issues.

Newman is an experienced litigator of complex commercial and securities matters in federal and state courts and before various arbitration forums. He also regularly represents individuals and entities in government investigations and related litigation. 

Wenner focuses on the representation of financial technology companies working with blockchain, tokenization, digital assets, and cryptocurrencies, including broker-dealers, alternative trading systems (ATS), digital asset and currency trading platforms, digital asset issuers and custodians, securities exchanges, and derivatives trading platforms, including swap execution facilities.

Continuing Legal Education (CLE) credit application submitted in the following states: CA, CO, FL, GA, IL, NC, NJ, NY, OH, PA, SC, TN, VA

 
NLR Logo
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up to receive our free e-Newsbulletins

 

Sign Up for e-NewsBulletins