Thomas M. DevaneyPartner Sheppard, Mullin, Richter & Hampton LLPWebsitewww.sheppardmullin.comConnectEmail212-634-3042 Professional Biography Mr. Thomas Devaney is a partner in the Corporate Practice Group in the firm's New York office. More Legal and Business Bylines From Thomas M. Devaney First FCPA Case Against Hedge Fund - (Posted On Thursday, October 13, 2016) SEC Releases 2016 Examination Priorities - (Posted On Tuesday, February 02, 2016) SEC Fines Advisers for Allocating Compliance Expenses to Funds - (Posted On Friday, November 20, 2015) SEC Issues a Risk Alert on the Current State of Outside Compliance Consultants - (Posted On Wednesday, November 18, 2015) SEC Charges Investment Adviser for Failure to Disclose Acceleration of Monitoring Fees and Discounts on Legal Fees - (Posted On Tuesday, October 13, 2015) SEC Co-Chief of Division of Enforcement’s Asset Management Unit Identifies 2015 Exam Priorities for Hedge and Private Equity Funds - (Posted On Tuesday, January 27, 2015) SEC Releases 2015 Examination Priorities --Securities and Exchange Commission - (Posted On Friday, January 16, 2015) Staying Above The Political Fray – The RIA (Registered Investment Adviser) Political Contribution Rule - (Posted On Tuesday, November 18, 2014) Compliance Officers’ Liability When Engaging and Remediating Problems at Investment Management Firms - (Posted On Tuesday, September 23, 2014) Securities Fraud: Cherry-Picking & Soft Dollars - (Posted On Friday, August 15, 2014) Pagination Page 1 Next page Next › Current Legal Analysis Beltway Buzz, February 21, 2025 by: James J. Plunkett Second Circuit Upholds Reverse Redlining Verdict Against Mortgage Lender by: A.J. S. Dhaliwal , Mehul N. Madia Trump Executive Order Requires Independent Agencies to Submit Regulations for Presidential Review by: A.J. S. Dhaliwal , Mehul N. Madia Maryland Extends Lender Licensure Enforcement Deadline Amid Industry Pushback by: Nikki Skolnekovich D.C. Court Finds A Piggyback Statute Of Limitations In Segway-Crash Case by: Joseph F. Fiorill CTA Reporting Restored: FinCEN Extends Filing Deadlines and Signals Revisions to Reporting Requirements After Federal Court Lifts Stay by: David E. Weiss , Virginia B. Wilson The CEQ has No Clothes: The End of CEQ’s NEPA Regulations and the Future of NEPA Practice by: Jennifer Jeffers , Jacob E. Aronson CFPB Small Business Lending Data Rule Survives Challenge in Federal Court by: A.J. S. Dhaliwal , Mehul N. Madia Upcoming Events Feb 25 2025 Navigating Double Patenting in the USPTO Era of Rulemaking Mar 5 2025 Workplace Wellness: Managing Stress & Anxiety for Peak Performance in Uncertain Times Feb 25 2025 Trade Secrets and Patents: A Comprehensive Approach to Protecting Intellectual Property Feb 26 2025 Recharge Your Battery Knowledge: An Overview of U.S. and EU Regulatory Requirements Print
