- Mergers and acquisitions and other strategic initiatives
- Formation and expansion of bank, thrift and financial holding companies and de novo institutions
- Conversion to stock form and mutual holding company reorganizations of mutual savings institutions
- Charter conversions to banks or savings institutions
- Securities underwritings and placements as part of complete SEC representation
- Purchases and sales of branch offices and asset/liability pools
- Representation of institutions and management officials before the FDIC, OCC, OTS, Federal Reserve Board and various state regulatory commissions, as well as related "white-collar" criminal matters
- Design and implementation of new products/services, including formation of proprietary mutual funds and bank/insurance products and marketing systems
- Executive compensation arrangements and employee benefit plans, as part of complete IRS/ERISA/Department of Labor representation
- Credit structuring/loan and lease documentation, including multi-bank credits, securitization and equipment and project finance
- Technology licensing
- Creditor rights and lender and environmental liability matters
More Legal and Business Bylines From Financial Institutions Group
- Form SHC for the 2021 Calendar Year is Due on March 4, 2022 - (Posted On Friday, January 21, 2022)
- UPDATE: SBA Issues Interim Final Rules Concerning Loan Forgiveness and Loan Review Procedures - (Posted On Tuesday, May 26, 2020)
- OCIE Publishes Risk Alert on Compliance Issues Relating to Best Execution - (Posted On Monday, August 20, 2018)
- Investment Services Regulatory Update - February 2018 - (Posted On Monday, February 19, 2018)
- Illinois Has Amended its Regulations to Clarify the Taxation of Shipping and Handling Charges - (Posted On Wednesday, April 20, 2016)
- SEC Continues Focus on Financial Reporting and Disclosure Fraud - (Posted On Wednesday, March 23, 2016)
- U.S. District Court Denies Motion to Dismiss Excessive Fee Case Against SEI Investments - (Posted On Thursday, September 17, 2015)
- Technical Difficulties at BNY Mellon Impact Processing of Net Asset Values - (Posted On Thursday, September 17, 2015)
- Seventh Circuit Affirms District Court on Remand in Jones v. Harris Associates - (Posted On Thursday, September 17, 2015)
- SEC Grants Petition for Review of Dismissal of Charges Against Investment Advisory Firm - (Posted On Thursday, September 17, 2015)