Brandon is a member of Shumaker's Litigation & Disputes Service Line, where he focuses his practice on broker-dealer litigation and arbitration. He regularly defends regulatory investigations in the financial industry before state regulators, the Financial Industry Regulatory Authority (FINRA), and the Securities and Exchange Commission (SEC). Brandon has successfully obtained more than 20 expungements for financial advisors' records in wrongful customer complaints. He represents large financial institutions and stock brokers and also counsels high-net-worth individuals in securities litigation and violations of contractual covenants.
Brandon has experience in matters involving:
- Arbitration before the FINRA
- Restrictive covenants
- Trade secrets
- Commercial litigation
- Employment law
