Neil Robson, a regulatory and compliance partner with Katten Muchin Rosenman LLP, focuses his practice on counseling hedge and private equity fund managers and other investment advisers on operational, regulatory and compliance issues. He regularly addresses Financial Conduct Authority (FCA) and EU authorization and compliance under both the EU Alternative Investment Fund Managers Directive (AIFM Directive) and MiFID, cross-border issues in the financial services sector, market abuse, anti-money laundering and regulatory capital requirements, formations and buyouts of financial services groups, and structuring and marketing of investment funds. Neil is a frequent speaker at industry conferences regarding developments in UK financial services regulation, including the AIFM Directive, short selling and market abuse.
More Legal and Business Bylines From Neil Robson
- UK FCA Publishes Statement on Common Cryptoasset Marketing Issues - (Posted On Wednesday, November 15, 2023)
- UK Regulators Publish Policy Statement on the Bonus Cap Removal - (Posted On Wednesday, November 15, 2023)
- No Such Thing as a Free Lunch…? - (Posted On Tuesday, October 31, 2023)
- FCA Final Warning for Cryptoasset Firms Publishing Financial Promotions in the UK - (Posted On Wednesday, October 25, 2023)
- UK Crypto AML Registrations: FCA Feedback on Good and Poor Quality Applications - (Posted On Wednesday, October 25, 2023)
- UK Regulators Publish Consultations on Diversity and Inclusion Measures - (Posted On Wednesday, October 25, 2023)
- FCA Publishes Letter on Preparations for Cryptoasset Financial Promotion Rules - (Posted On Thursday, September 28, 2023)
- FCA Publishes Policy Statement and Near-Final Rules on Financial Promotion Approvals Gateway - (Posted On Thursday, September 28, 2023)
- FCA Publishes Expectations on the Travel Rule for UK Cryptoasset Businesses - (Posted On Monday, September 18, 2023)
- Katten and Reputation Consultancy Lansons Debut Podcast Series on Misconduct in Financial Services [Podcast] - (Posted On Monday, September 18, 2023)
FCA Announces Launch of Green FinTech Challenge is the National Law Review’s 2019 article of the year. Authored by John Ahern, Carolyn H. Jackson, Nathaniel W. Lalone and Neil Robson of Katten Muchin’s London Financial Services group, this article not only announced the UK Financial Conduct Authority ‘s (FCA) “Green FinTech Challenge” launch, but it also took the extra steps of outlining key criteria that should be included in successful grant applications, examples of green solutions the UK FCA was looking for, and key deadlines. Even in niche areas like UK Green Fin Tech, this article received over 80,000 page views and provided NLR readers with actionable to-do’s and insight into the FCA’s goals.